[Code of Federal Regulations]
[Title 47, Volume 5, Parts 80 to End]
[Revised as of October 1, 2000]
From the U.S. Government Printing Office via GPO Access
[CITE: 47CFR97]
[Page 569-605]
TITLE 47--TELECOMMUNICATION
COMMISSION (CONTINUED)
PART 97--AMATEUR RADIO SERVICE
Subpart A--General Provisions
Sec.
97.1 Basis and purpose.
97.3 Definitions.
97.5 Station license required.
97.7 Control operation required.
97.9 Operator license grant.
97.11 Stations aboard ships or aircraft.
97.13 Restrictions on station location.
97.15 Station antenna structures.
97.17 Application for new license grant.
97.19 Application for a vanity call sign.
97.21 Application for a modified or renewed license grant.
97.23 Mailing address.
97.25 License term.
97.27 FCC modification of station license grant.
97.29 Replacement license grant document.
Subpart B--Station Operation Standards
97.101 General standards.
97.103 Station licensee responsibilities.
97.105 Control operator duties.
97.107 Reciprocal operating authority.
97.109 Station control.
97.111 Authorized transmissions.
97.113 Prohibited transmissions.
97.115 Third party communications.
97.117 International communications.
97.119 Station identification.
97.121 Restricted operation.
Subpart C--Special Operations
97.201 Auxiliary station.
97.203 Beacon station.
97.205 Repeater station.
97.207 Space station.
97.209 Earth station.
97.211 Space telecommand station.
97.213 Telecommand of an amateur station.
97.215 Telecommand of model craft.
97.217 Telemetry.
97.219 Message forwarding system.
97.221 Automatically controlled digital station.
Subpart D--Technical Standards
97.301 Authorized frequency bands.
97.303 Frequency sharing requirements.
97.305 Authorized emission types.
97.307 Emission standards
97.309 RTTY and data emission codes.
97.311 SS emission types.
97.313 Transmitter power standards.
97.315 Certification of external RF power amplifiers.
[[Page 570]]
97.317 Standards for certification of external RF power amplifiers.
Subpart E--Providing Emergency Communications
97.401 Operation during a disaster.
97.403 Safety of life and protection of property.
97.405 Station in distress.
97.407 Radio amateur civil emergency service.
Subpart F--Qualifying Examination Systems
97.501 Qualifying for an amateur operator license.
97.503 Element standards.
97.505 Element credit.
97.507 Preparing an examination.
97.509 Administering VE requirements.
97.511 Examinee conduct.
97.513 VE session manager requirements.
97.515-97.517 [Reserved]
97.519 Coordinating examination sessions.
97.521 VEC qualifications.
97.523 Question pools.
97.525 Accrediting VEs.
97.527 Reimbursement for expenses.
Appendix 1 to Part 97--Places Where the Amateur Service is Regulated by
the FCC
Appendix 2 to Part 97--VEC Regions
Authority: 48 Stat. 1066, 1082, as amended; 47 U.S.C. 154, 303.
Interpret or apply 48 Stat. 1064-1068, 1081-1105, as amended; 47 U.S.C.
151-155, 301-609, unless otherwise noted.
Source: 54 FR 25857, June 20, 1989, unless otherwise noted.
Editorial Note: Nomenclature changes to part 97 appear at 63 FR
54077, Oct. 8, 1998.
Subpart A--General Provisions
Sec. 97.1 Basis and purpose.
The rules and regulations in this part are designed to provide an
amateur radio service having a fundamental purpose as expressed in the
following principles:
(a) Recognition and enhancement of the value of the amateur service
to the public as a voluntary noncommercial communication service,
particularly with respect to providing emergency communications.
(b) Continuation and extension of the amateur's proven ability to
contribute to the advancement of the radio art.
(c) Encouragement and improvement of the amateur service through
rules which provide for advancing skills in both the communication and
technical phases of the art.
(d) Expansion of the existing reservoir within the amateur radio
service of trained operators, technicians, and electronics experts.
(e) Continuation and extension of the amateur's unique ability to
enhance international goodwill.
Sec. 97.3 Definitions.
(a) The definitions of terms used in part 97 are:
(1) Amateur operator. A person holding a written authorization to be
the control operator of an amateur station.
(2) Amateur radio services. The amateur service, the amateur-
satellite service and the radio amateur civil emergency service.
(3) Amateur-satellite service. A radiocommunication service using
stations on Earth satellites for the same purpose as those of the
amateur service.
(4) Amateur service. A radiocommunication service for the purpose of
self-training, intercommunication and technical investigations carried
out by amateurs, that is, duly authorized persons interested in radio
technique solely with a personal aim and without pecuniary interest.
(5) Amateur station. A station in an amateur radio service
consisting of the apparatus necessary for carrying on
radiocommunications.
(6) Automatic control. The use of devices and procedures for control
of a station when it is transmitting so that compliance with the FCC
Rules is achieved without the control operator being present at a
control point.
(7) Auxiliary station. An amateur station, other than in a message
forwarding system, that is transmitting communications point-to-point
within a system of cooperating amateur stations.
(8) Bandwidth. The width of a frequency band outside of which the
mean power of the transmitted signal is attenuated at least 26 dB below
the mean power of the transmitted signal within the band.
(9) Beacon. An amateur station transmitting communications for the
purposes of observation of propagation and
[[Page 571]]
reception or other related experimental activities.
(10) Broadcasting. Transmissions intended for reception by the
general public, either direct or relayed.
(11) Call sign system. The method used to select a call sign for
amateur station over-the-air identification purposes. The call sign
systems are:
(i) Sequential call sign system. The call sign is selected by the
FCC from an alphabetized list corresponding to the geographic region of
the licensee's mailing address and operator class. The call sign is
shown on the license. The FCC will issue public announcements detailing
the procedures of the sequential call sign system.
(ii) Vanity call sign system. The call sign is selected by the FCC
from a list of call signs requested by the licensee. The call sign is
shown on the license. The FCC will issue public announcements detailing
the procedures of the vanity call sign system.
(iii) Special event call sign system. The call sign is selected by
the station licensee from a list of call signs shown on a common data
base coordinated, maintained and disseminated by the amateur station
special event call sign data base coordinators. The call sign must have
the single letter prefix K, N or W, followed by a single numeral 0
through 9, followed by a single letter A through W or Y or Z (for
example K1A). The special event call sign is substituted for the call
sign shown on the station license grant while the station is
transmitting. The FCC will issue public announcements detailing the
procedures of the special event call sign system.
(12) CEPT radio-amateur license. A license issued by a country
belonging to the European Conference of Postal and Telecommunications
Administrations (CEPT) that has adopted Recommendation T/R 61-01 (Nice
1985, revised in Paris 1992 and by correspondence August 1992).
(13) Control operator. An amateur operator designated by the
licensee of a station to be responsible for the transmissions from that
station to assure compliance with the FCC Rules.
(14) Control point. The location at which the control operator
function is performed.
(15) CSCE. Certificate of successful completion of an examination.
(16) Earth station. An amateur station located on, or within 50 km
of, the Earth's surface intended for communications with space stations
or with other Earth stations by means of one or more other objects in
space.
(17) EIC. Engineer in Charge of an FCC Field Facility.
(18) External RF power amplifier. A device capable of increasing
power output when used in conjunction with, but not an integral part of,
a transmitter.
(19) External RF power amplifier kit. A number of electronic parts,
which, when assembled, is an external RF power amplifier, even if
additional parts are required to complete assembly.
(20) FAA. Federal Aviation Administration.
(21) FCC. Federal Communications Commission.
(22) Frequency coordinator. An entity, recognized in a local or
regional area by amateur operators whose stations are eligible to be
auxiliary or repeater stations, that recommends transmit/receive
channels and associated operating and technical parameters for such
stations in order to avoid or minimize potential interference.
(23) Harmful interference. Interference which endangers the
functioning of a radionavigation service or of other safety services or
seriously degrades, obstructs or repeatedly interrupts a
radiocommunication service operating in accordance with the Radio
Regulations.
(24) IARP (International Amateur Radio Permit). A document issued
pursuant to the terms of the Inter-American Convention on an
International Amateur Radio Permit by a country signatory to that
Convention, other than the United States. Montrouis, Haiti. AG/doc.3216/
95.
(25) Indicator. Words, letters or numerals appended to and separated
from the call sign during the station identification.
(26) Information bulletin. A message directed only to amateur
operators consisting solely of subject matter of direct interest to the
amateur service.
(27) International Morse code. A dot-dash code as defined in
International
[[Page 572]]
Telegraph and Telephone Consultative Committee (CCITT) Recommendation
F.1 (1984), Division B, I. Morse code.
(28) ITU. International Telecommunication Union.
(29) Line A. Begins at Aberdeen, WA, running by great circle arc to
the intersection of 48 deg. N, 120 deg. W, thence along parallel 48 deg.
N, to the intersection of 95 deg. W, thence by great circle arc through
the southernmost point of Duluth, MN, thence by great circle arc to
45 deg. N, 85 deg. W, thence southward along meridian 85 deg. W, to its
intersection with parallel 41 deg. N, thence along parallel 41 deg. N,
to its intersection with meridian 82 deg. W, thence by great circle arc
through the southernmost point of Bangor, ME, thence by great circle arc
through the southernmost point of Searsport, ME, at which point it
terminates.
(30) Local control. The use of a control operator who directly
manipulates the operating adjustments in the station to achieve
compliance with the FCC Rules.
(31) Message forwarding system. A group of amateur stations
participating in a voluntary, cooperative, interactive arrangement where
communications are sent from the control operator of an originating
station to the control operator of one or more destination stations by
one or more forwarding stations.
(32) National Radio Quiet Zone. The area in Maryland, Virginia and
West Virginia Bounded by 39 deg. 15'N on the north, 78 deg. 30'W on the
east, 37 deg. 30' N on the south and 80 deg. 30' W on the west.
(33) Physician. For the purpose of this part, a person who is
licensed to practice in a place where the amateur service is regulated
by the FCC, as either a Doctor of Medicine (M.D.) or a Doctor of
Osteophathy (D.O.)
(34) Question pool. All current examination questions for a
designated written examination element.
(35) Question set. A series of examination on a given examination
selected from the question pool.
(36) Radio Regulations. The latest ITU Radio Regulations to which
the United States is a party.
(37) RACES (radio amateur civil emergency service). A radio service
using amateur stations for civil defense communications during periods
of local, regional or national civil emergencies.
(38) Remote control. The use of a control operator who indirectly
manipulates the operating adjustments in the station through a control
link to achieve compliance with the FCC Rules.
(39) Repeater. An amateur station that simultaneously retransmits
the transmission of another amateur station on a different channel or
channels.
(40) Space station. An amateur station located more than 50 km above
the Earth's surface.
(41) Space telemetry. A one-way transmission from a space station of
measurements made from the measuring instruments in a spacecraft,
including those relating to the functioning of the spacecraft.
(42) Spurious emission. An emission, or frequencies outside the
necessary bandwidth of a transmission, the level of which may be reduced
without affecting the information being transmitted.
(43) Telecommand. A one-way transmission to initiate, modify, or
terminate functions of a device at a distance.
(44) Telecommand station. An amateur station that transmits
communications to initiate, modify or terminate functions of a space
station.
(45) Telemetry. A one-way transmission of measurements at a distance
from the measuring instrument.
(46) Third party communications. A message from the control operator
(first party) of an amateur station to another amateur station control
operator (second party) on behalf of another person (third party).
(47) ULS (Universal Licensing System). The consolidated database,
application filing system and processing system for all Wireless
Telecommunications Services.
(48) VE. Volunteer examiner.
(49) VEC. Volunteer-examiner coordinator.
(b) The definitions of technical smybols used in this part are:
(1) EHF (extremely high frequency). The frequency range 30-300 GHz.
(2) HF (high frequency). The frequency range 3-30 MHz.
(3) Hz. Hertz.
(4) m. Meters.
[[Page 573]]
(5) MF (medium frequency). The frequency range 300-3000 kHz.
(6) PEP (peak envelope power). The average power supplied to the
antenna transmission line by a transmitter during one RF cycle at the
crest of the modulation envelope taken under normal operating
conditions.
(7) RF. Radio frequency.
(8) SHF (super-high frequency). The frequency range 3-30 GHz.
(9) UHF (ultra-high frequency). The frequency range 300-3000 MHz.
(10) VHF (very-high frequency). The frequency range 30-300 MHz.
(11) W. Watts.
(c) The following terms are used in this part to indicate emission
types. Refer to Sec. 2.201 of the FCC Rules, Emission, modulation and
transmission characteristics, for information on emission type
designators.
(1) CW. International Morse code telegraphy emissions having
designators with A, C, H, J or R as the first symbol; 1 as the second
symbol; A or B as the third symbol; and emissions J2A and J2B.
(2) Data. Telemetry, telecommand and computer communications
emissions having designators with A, C, D, F, G, H, J or R as the first
symbol; 1 as the second symbol; D as the third symbol; and emission J2D.
Only a digital code of a type specifically authorized in this part may
be transmitted.
(3) Image. Facsimile and television emissions having designators
with A, C, D, F, G, H, J or R as the first symbol; 1, 2 or 3 as the
second symbol; C or F as the third symbol; and emissions having B as the
first symbol; 7, 8 or 9 as the second symbol; W as the third symbol.
(4) MCW. Tone-modulated international Morse code telegraphy
emissions having designators with A, C, D, F, G, H or R as the first
symbol; 2 as the second symbol; A or B as the third symbol.
(5) Phone. Speech and other sound emissions having designators with
A, C, D, F, G, H, J or R as the first symbol; 1, 2 or 3 as the second
symbol; E as the third symbol. Also speech emissions having B as the
first symbol; 7, 8 or 9 as the second symbol; E as the third symbol. MCW
for the purpose of performing the station identification procedure, or
for providing telegraphy practice interspersed with speech. Incidental
tones for the purpose of selective calling or alerting or to control the
level of a demodulated signal may also be considered phone.
(6) Pulse. Emissions having designators with K, L, M, P, Q, V or W
as the first symbol; 0, 1, 2, 3, 7, 8, 9 or X as the second symbol; A,
B, C, D, E, F, N, W or X as the third symbol.
(7) RTTY. Narrow-band direct-printing telegraphy emissions having
designators with A, C, D, F, G, H, J or R as the first symbol; 1 as the
second symbol; B as the third symbol; and emission J2B. Only a digital
code of a type specifically authorized in this part may be transmitted.
(8) SS. Spread spectrum emissions using bandwidth-expansion
modulation emissions having designators with A, C, D, F, G, H, J or R as
the first symbol; X as the second symbol; X as the third symbol.
(9) Test. Emissions containing no information having the designators
with N as the third symbol. Test does not include pulse emissions with
no information or modulation unless pulse emissions are also authorized
in the frequency band.
[54 FR 25857, June 20, 1989, as amended at 56 FR 29, Jan. 2, 1991; 56 FR
56171, Nov. 1, 1991; 59 FR 18975, Apr. 21, 1994; 60 FR 7460, Feb. 8,
1995; 62 FR 17567, Apr. 10, 1997; 63 FR 68977, Dec. 14, 1998; 64 FR
51471, Sept. 23, 1999]
Sec. 97.5 Station license required.
(a) The station apparatus must be under the physical control of a
person named in an amateur station license grant on the ULS consolidated
license database or a person authorized for alien reciprocal operation
by Sec. 97.107 of this part, before the station may transmit on any
amateur service frequency from any place that is:
(1) Within 50 km of the Earth's surface and at a place where the
amateur service is regulated by the FCC;
(2) Within 50 km of the Earth's surface and aboard any vessel or
craft that is documented or registered in the United States; or
(3) More than 50 km above the Earth's surface aboard any craft that
is documented or registered in the United States.
[[Page 574]]
(b) The types of station license grants are:
(1) An operator/primary station license grant. One, but only one,
operator/primary station license grant may be held by any one person.
The primary station license is granted together with the amateur
operator license. Except for a representative of a foreign government,
any person who qualifies by examination is eligible to apply for an
operator/primary station license grant.
(2) A club station license grant. A club station license grant may
be held only by the person who is the license trustee designated by an
officer of the club. The trustee must be a person who holds an Amateur
Extra, Advanced, General, Technician Plus, or Technician operator
license grant. The club must be composed of at least four persons and
must have a name, a document of organization, management, and a primary
purpose devoted to amateur service activities consistent with this part.
(3) A military recreation station license grant. A military
recreation station license grant may be held only by the person who is
the license custodian designated by the official in charge of the United
States military recreational premises where the station is situated. The
person must not be a representative of a foreign government. The person
need not hold an amateur operator license grant.
(4) A RACES station license grant. A RACES station license grant may
be held only by the person who is the license custodian designated by
the official responsible for the governmental agency served by that
civil defense organization. The custodian must be the civil defense
official responsible for coordination of all civil defense activities in
the area concerned. The custodian must not be a representative of a
foreign government. The custodian need not hold an amateur operator
license grant.
(c) The person named in the station license grant or who is
authorized for alien reciprocal operation by Sec. 97.107 of this part
may use, in accordance with the applicable rules of this part, the
transmitting apparatus under the physical control of the person at
places where the amateur service is regulated by the FCC.
(d) A CEPT radio-amateur license is issued to the person by the
country of which the person is a citizen. The person must not:
(1) Be a resident alien or citizen of the United States, regardless
of any other citizenship also held;
(2) Hold an FCC-issued amateur operator license nor reciprocal
permit for alien amateur licensee;
(3) Be a prior amateur service licensee whose FCC-issued license was
revoked, suspended for less than the balance of the license term and the
suspension is still in effect, suspended for the balance of the license
term and relicensing has not taken place, or surrendered for
cancellation following notice of revocation, suspension or monetary
forfeiture proceedings; or
(4) Be the subject of a cease and desist order that relates to
amateur service operation and which is still in effect.
(e) An IARP is issued to the person by the country of which the
person is a citizen. The person must not:
(1) Be a resident alien or citizen of the United States, regardless
of any other citizenship also held;
(2) Hold an FCC-issued amateur operator license nor reciprocal
permit for alien amateur licensee;
(3) Be a prior amateur service licensee whose FCC-issued license was
revoked, suspended for less than the balance of the license term and the
suspension is still in effect, suspended for the balance of the license
term and relicensing has not taken place, or surrendered for
cancellation following notice of revocation, suspension or monetary
forfeiture proceedings; or
(4) Be the subject of a cease and desist order that relates to
amateur service operation and which is still in effect.
[59 FR 54831, Nov. 2, 1994, as amended at 62 FR 17567, Apr. 10, 1997; 63
FR 68977, Dec. 14, 1998]
Sec. 97.7 Control operation required.
When transmitting, each amateur station must have a control
operator. The control operator must be a person:
(a) For whom an amateur operator/primary station license grant
appears
[[Page 575]]
on the ULS consolidated licensee database, or
(b) Who is authorized for alien reciprocal operation by Sec. 97.107
of this part.
[63 FR 68978, Dec. 14, 1998]
Sec. 97.9 Operator license grant.
(a) The classes of amateur operator license grants are: Novice,
Technician, Technician Plus (until such licenses expire, a Technical
Class license granted before February 14, 1991, is considered a
Technician Plus Class license), General, Advanced, and Amateur Extra.
The person named in the operator license grant is authorized to be the
control operator of an amateur station with the privileges authorized to
the operator class specified on the license grant.
(b) The person named in an operator license grant of Novice,
Technician, Technician Plus, General or Advanced Class, who has properly
submitted to the administering VEs a FCC Form 605 document requesting
examination for an operator license grant of a higher class, and who
holds a CSCE indicating that the person has completed the necessary
examinations within the previous 365 days, is authorized to exercise the
rights and privileges of the higher operator class until final
disposition of the application or until 365 days following the passing
of the examination, whichever comes first.
[63 FR 68978, Dec. 14, 1998, as amended at 65 FR 6549, Feb. 10, 2000]
Sec. 97.11 Stations aboard ships or aircraft.
(a) The installation and operation of an amateur station on a ship
or aircraft must be approved by the master of the ship or pilot in
command of the aircraft.
(b) The station must be separate from and independent of all other
radio apparatus installed on the ship or aircraft, except a common
antenna may be shared with a voluntary ship radio installation. The
station's transmissions must not cause interference to any other
apparatus installed on the ship or aircraft.
(c) The station must not constitute a hazard to the safety of life
or property. For a station aboard an aircraft, the apparatus shall not
be operated while the aircraft is operating under Instrument Flight
Rules, as defined by the FAA, unless the station has been found to
comply with all applicable FAA Rules.
Sec. 97.13 Restrictions on station location.
(a) Before placing an amateur station on land of environmental
importance or that is significant in American history, architecture or
culture, the licensee may be required to take certain actions prescribed
by Secs. 1.1305-1.1319 of this chapter.
(b) A station within 1600 m (1 mile) of an FCC monitoring facility
must protect that facility from harmful interference. Failure to do so
could result in imposition of operating restrictions upon the amateur
station by a District Director pursuant to Sec. 97.121 of this part.
Geographical coordinates of the facilities that require protection are
listed in Sec. 0.121(c) of this chapter.
(c) Before causing or allowing an amateur station to transmit from
any place where the operation of the station could cause human exposure
to RF electromagnetic field levels in excess of those allowed under
Sec. 1.1310 of this chapter, the licensee is required to take certain
actions.
(1) The licensee must perform the routine RF environmental
evaluation prescribed by Sec. 1.1307(b) of this chapter, if the power of
the licensee's station exceeds the limits given in the following table:
------------------------------------------------------------------------
Evaluation required if power
Wavelength band \1\ (watts) exceeds
------------------------------------------------------------------------
MF
------------------------------------------------------------------------
160 m..................................... 500
------------------------------------------------------------------------
HF
------------------------------------------------------------------------
80 m...................................... 500
75 m...................................... 500
40 m...................................... 500
30 m...................................... 425
20 m...................................... 225
17 m...................................... 125
15 m...................................... 100
12 m...................................... 75
10 m...................................... 50
VHF (all bands)........................... 50
------------------------------------------------------------------------
UHF
------------------------------------------------------------------------
70 cm..................................... 70
33 cm..................................... 150
23 cm..................................... 200
13 cm..................................... 250
[[Page 576]]
SHF (all bands)........................... 250
EHF (all bands)........................... 250
Repeater stations (all bands)............. non-building-mounted
antennas: height above
ground level to lowest
point of antenna 10 m and
power >500 W ERP building-
mounted antennas: power
>500 W ERP
------------------------------------------------------------------------
\1\ Power = PEP input to antenna except, for repeater stations only,
power exclusion is based on ERP (effective radiated power).
(2) If the routine environmental evaluation indicates that the RF
electromagnetic fields could exceed the limits contained in Sec. 1.1310
of this chapter in accessible areas, the licensee must take action to
prevent human exposure to such RF electromagnetic fields. Further
information on evaluating compliance with these limits can be found in
the FCC's OET Bulletin Number 65, ``Evaluating Compliance with FCC
Guidelines for Human Exposure to Radiofrequency Electromagnetic
Fields.''
[54 FR 25857, June 20, 1989, as amended at 55 FR 20398, May 16, 1990; 61
FR 41019, Aug. 7, 1996; 62 FR 47963, Sept. 12, 1997; 62 FR 49557, Sept.
22, 1997; 62 FR 61448, Nov. 18, 1997; 63 FR 68978, Dec. 14, 1998; 65 FR
6549, Feb. 10, 2000]
Sec. 97.15 Station antenna structures.
(a) Owners of certain antenna structures more than 60.96 meters (200
feet) above ground level at the site or located near or at a public use
airport must notify the Federal Aviation Administration and register
with the Commission as required by part 17 of this chapter.
(b) Except as otherwise provided herein, a station antenna structure
may be erected at heights and dimensions sufficient to accommodate
amateur service communications. (State and local regulation of a station
antenna structure must not preclude amateur service communications.
Rather, it must reasonably accommodate such communications and must
constitute the minimum practicable regulation to accomplish the state or
local authority's legitimate purpose. See PRB-1, 101 FCC 2d 952 (1985)
for details.)
[64 FR 53242, Oct. 1, 1999]
Sec. 97.17 Application for new license grant.
(a) Any qualified person is eligible to apply for a new operator/
primary station, club station or military recreation station license
grant. No new license grant will be issued for a Novice, Technician
Plus, or Advanced Class operator/primary station or a RACES station.
(b) Each application for a new amateur service license grant must be
filed with the FCC as follows:
(1) Each candidate for an amateur radio operator license which
requires the applicant to pass one or more examination elements must
present the administering VEs with all information required by the rules
prior to the examination. The VEs may collect all necessary information
in any manner of their choosing, including creating their own forms.
(2) For a new club or military recreation station license grant,
each applicant must present all information required by the rules to an
amateur radio organization having tax-exempt status under section
501(c)(3) of the Internal Revenue Code of 1986 that provides voluntary,
uncompensated and unreimbursed services in providing club and military
recreation station call signs (``Club Station Call Sign Administrator'')
who must submit the information to the FCC in an electronic batch file.
The Club Station Call Sign Administrator may collect the information
required by these rules in any manner of their choosing, including
creating their own forms. The Club Station Call Sign Administrator must
retain the applicants information for at least 15 months and make it
available to the FCC upon request. The FCC will issue public
announcements listing the qualified organizations that have completed a
pilot autogrant batch filing project and are authorized to serve as a
Club Station Call Sign Administrator.
(c) No person shall obtain or attempt to obtain, or assist another
person to obtain or attempt to obtain, an amateur service license grant
by fraudulent means.
[[Page 577]]
(d) One unique call sign will be shown on the license grant of each
new primary, club and military recreation station. The call sign will be
selected by the sequential call sign system.
[63 FR 68978, Dec. 14, 1998. as amended at 64 FR 53242, Oct. 1, 1999; 65
FR 6549, Feb. 10, 2000]
Sec. 97.19 Application for a vanity call sign.
(a) The person named in an operator/primary station license grant or
in a club station license grant is eligible to make application for
modification of the license grant, or the renewal thereof, to show a
call sign selected by the vanity call sign system. RACES and military
recreation stations are not eligible for a vanity call sign.
(b) Each application for a modification of an operator/primary or
club station license grant, or the renewal thereof, to show a call sign
selected by the vanity call sign system must be filed in accordance with
Sec. 1.913 of this chapter.
(c) Unassigned call signs are available to the vanity call sign
system with the following exceptions:
(1) A call sign shown on an expired license grant is not available
to the vanity call sign system for 2 years following the expiration of
the license.
(2) A call sign shown on a surrendered, revoked, set aside,
canceled, or voided license grant is not available to the vanity call
sign system for 2 years following the date such action is taken.
(3) Except for an applicant who is the spouse, child, grandchild,
stepchild, parent, grandparent, stepparent, brother, sister,
stepbrother, stepsister, aunt, uncle, niece, nephew, or in-law, and
except for an applicant who is a club station license trustee acting
with the written consent of at least one relative, as listed above, of a
person now deceased, the call sign shown on the license of person now
deceased is not available to the vanity call sign system for 2 years
following the person's death, or for 2 years following the expiration of
the license grant, whichever is sooner.
(d) The vanity call sign requested by an applicant must be selected
from the group of call signs corresponding to the same or lower class of
operator license held by the applicant as designated in the sequential
call sign system.
(1) The applicant must request that the call sign shown on the
license grant be vacated and provide a list of up to 25 call signs in
order of preference.
(2) The first assignable call sign from the applicant's list will be
shown on the license grant. When none of those call signs are
assignable, the call sign vacated by the applicant will be shown on the
license grant.
(3) Vanity call signs will be selected from those call signs
assignable at the time the application is processed by the FCC.
(4) A call sign designated under the sequential call sign system for
Alaska, Hawaii, Caribbean Insular Areas, and Pacific Insular areas will
be assigned only to a primary or club station whose licensee's mailing
address is in the corresponding state, commonwealth, or island. This
limitation does not apply to an applicant for the call sign as the
spouse, child, grandchild, stepchild, parent, grandparent, stepparent,
brother, sister, stepbrother, stepsister, aunt, uncle, niece, nephew, or
in-law, of the former holder now deceased.
[60 FR 7460, Feb. 8, 1995, as amended at 60 FR 50123, Sept. 28, 1995; 60
FR 53132, Oct. 12, 1995; 63 FR 68979, Dec. 14, 1998]
Sec. 97.21 Application for a modified or renewed license grant.
(a) A person holding a valid amateur station license grant:
(1) Must apply to the FCC for a modification of the license grant as
necessary to show the correct mailing address, licensee name, club name,
license trustee name or license custodian name in accordance with
Sec. 1.913 of this chapter. For a club, military recreation or RACES
station license grant, it must be presented in document form to a Club
Station Call Sign Administrator who must submit the information thereon
to the FCC in an electronic batch file. The Club Station Call Sign
Administrator must retain the collected information for at least 15
months and make it available to the FCC upon request.
[[Page 578]]
(2) May apply to the FCC for a modification of the operator/primary
station license grant to show a higher operator class. Applicants must
present the administering VEs with all information required by the rules
prior to the examination. The VEs may collect all necessary information
in any manner of their choosing, including creating their own forms.
(3) May apply to the FCC for renewal of the license grant for
another term in accordance with Sec. 1.913 of this chapter. Application
for renewal of a Technician Plus Class operator/primary station license
will be processed as an application for renewal of a Technician Class
operator/primary station license.
(i) For a station license grant showing a call sign obtained through
the vanity call sign system, the application must be filed in accordance
with Sec. 97.19 of this Part in order to have the vanity call sign
reassigned to the station.
(ii) For a primary station license grant showing a call sign
obtained through the sequential call sign system, and for a primary
station license grant showing a call sign obtained through the vanity
call sign system but whose grantee does not want to have the vanity call
sign reassigned to the station, the application must be filed with the
FCC in accordance with Sec. 1.913 of this chapter. When the application
has been received by the FCC on or before the license expiration date,
the license operating authority is continued until the final disposition
of the application.
(iii) For a club station or military recreation station license
grant showing a call sign obtained through the sequential call sign
system, and for a club or military recreation station license grant
showing a call sign obtained through the vanity call sign system but
whose grantee does not want to have the vanity call sign reassigned to
the station, the application must be presented in document form to a
Club Station Call Sign Administrator who must submit the information
thereon to the FCC in an electronic batch file. The Club Station Call
Sign Administrator must retain the collected information for at least 15
months and make it available to the FCC upon request. RACES station
license grants will not be renewed.
(b) A person whose amateur station license grant has expired may
apply to the FCC for renewal of the license grant for another term
during a 2 year filing grace period. The application must be received at
the address specified above prior to the end of the grace period. Unless
and until the license grant is renewed, no privileges in this Part are
conferred.
(c) A call sign obtained under the sequential or vanity call sign
system will be reassigned to the station upon renewal or modification of
a station license.
[63 FR 68979, Dec. 14, 1998, as amended at 64 FR 53242, Oct. 1, 1999; 65
FR 6550, Feb. 10, 2000]
Sec. 97.23 Mailing address.
Each license grant must show the grantee's correct name and mailing
address. The mailing address must be in an area where the amateur
service is regulated by the FCC and where the grantee can receive mail
delivery by the United States Postal Service. Revocation of the station
license or suspension of the operator license may result when
correspondence from the FCC is returned as undeliverable because the
grantee failed to provide the correct mailing address.
[63 FR 68979, Dec. 14, 1998]
Sec. 97.25 License term.
An amateur service license is normally granted for a 10-year term.
[63 FR 68979, Dec. 14, 1998]
Sec. 97.27 FCC modification of station license grant.
(a) The FCC may modify a station license grant, either for a limited
time or for the duration of the term thereof, if it determines:
(1) That such action will promote the public interest, convenience,
and necessity; or
(2) That such action will promote fuller compliance with the
provisions of the Communications Act of 1934, as amended, or of any
treaty ratified by the United States.
(b) When the FCC makes such a determination, it will issue an order
of
[[Page 579]]
modification. The order will not become final until the licensee is
notified in writing of the proposed action and the grounds and reasons
therefor. The licensee will be given reasonable opportunity of no less
than 30 days to protest the modification; except that, where safety of
life or property is involved, a shorter period of notice may be
provided. Any protest by a licensee of an FCC order of modification will
be handled in accordance with the provisions of 47 U.S.C. 316.
[59 FR 54833, Nov. 2, 1994, as amended at 63 FR 68979, Dec. 14, 1998]
Sec. 97.29 Replacement license grant document.
Each grantee whose amateur station license grant document is lost,
mutilated or destroyed may apply to the FCC for a replacement in
accordance with Sec. 1.913 of this chapter.
[63 FR 68979, Dec. 14, 1998]
Subpart B--Station Operation Standards
Sec. 97.101 General standards.
(a) In all respects not specifically covered by FCC Rules each
amateur station must be operated in accordance with good engineering and
good amateur practice.
(b) Each station licensee and each control operator must cooperate
in selecting transmitting channels and in making the most effective use
of the amateur service frequencies. No frequency will be assigned for
the exclusive use of any station.
(c) At all times and on all frequencies, each control operator must
give priority to stations providing emergency communications, except to
stations transmitting communications for training drills and tests in
RACES.
(d) No amateur operator shall willfully or maliciously interfere
with or cause interference to any radio communication or signal.
Sec. 97.103 Station licensee responsibilities.
(a) The station licensee is responsible for the proper operation of
the station in accordance with the FCC Rules. When the control operator
is a different amateur operator than the station licensee, both persons
are equally responsible for proper operation of the station.
(b) The station licensee must designate the station control
operator. The FCC will presume that the station licensee is also the
control operator, unless documentation to the contrary is in the station
records.
(c) The station licensee must make the station and the station
records available for inspection upon request by an FCC representative.
When deemed necessary by an EIC to assure compliance with the FCC Rules,
the station licensee must maintain a record of station operations
containing such items of information as the EIC may require in accord
with Sec. 0.314(x) of the FCC Rules.
Sec. 97.105 Control operator duties.
(a) The control operator must ensure the immediate proper operation
of the station, regardless of the type of control.
(b) A station may only be operated in the manner and to the extent
permitted by the privileges authorized for the class of operator license
held by the control operator.
Sec. 97.107 Reciprocal operating authority.
A non-citizen of the United States (``alien'') holding an amateur
service authorization granted by the alien's government is authorized to
be the control operator of an amateur station located at places where
the amateur service is regulated by the FCC, provided there is in effect
a multilateral or bilateral reciprocal operating arrangement, to which
the United States and the alien's government are parties, for amateur
service operation on a reciprocal basis. The FCC will issue public
announcements listing the countries with which the United States has
such an arrangement. No citizen of the United States or person holding
an FCC amateur operator/primary station license grant is eligible for
the reciprocal operating authority granted by this section. The
privileges granted to a control operator under this authorization are:
[[Page 580]]
(a) For an amateur service license granted by the Government of
Canada:
(1) The terms of the Convention Between the United States and Canada
(TIAS No. 2508) Relating to the Operation by Citizens of Either Country
of Certain Radio Equipment or Stations in the Other Country;
(2) The operating terms and conditions of the amateur service
license issued by the Government of Canada; and
(3) The applicable rules of this part, but not to exceed the control
operator privileges of an FCC-granted Amateur Extra Class operator
license.
(b) For an amateur service license granted by any country, other
than Canada, with which the United States has a multilateral or
bilateral agreement:
(1) The terms of the agreement between the alien's government and
the United States;
(2) The operating terms and conditions of the amateur service
license granted by the alien's government;
(3) The applicable rules of this part, but not to exceed the control
operator privileges of an FCC-granted Amateur Extra Class operator
license; and
(c) At any time the FCC may, in its discretion, modify, suspend or
cancel the reciprocal operating authority granted to any person by this
section.
[63 FR 68979, Dec. 14, 1998]
Sec. 97.109 Station control.
(a) Each amateur station must have at least one control point.
(b) When a station is being locally controlled, the control operator
must be at the control point. Any station may be locally controlled.
(c) When a station is being remotely controlled, the control
operator must be at the control point. Any station may be remotely
controlled.
(d) When a station is being automatically controlled, the control
operator need not be at the control point. Only stations specifically
designated elsewhere in this part may be automatically controlled.
Automatic control must cease upon notification by an EIC that the
station is transmitting improperly or causing harmful interference to
other stations. Automatic control must not be resumed without prior
approval of the EIC.
(e) No station may be automatically controlled while transmitting
third party communications, except a station transmitting a RTTY or data
emission. All messages that are retransmitted must originate at a
station that is being locally or remotely controlled.
[54 FR 39535, Sept. 27, 1989, as amended at 60 FR 26001, May 16, 1995]
Sec. 97.111 Authorized transmissions.
(a) An amateur station may transmit the following types of two-way
communications:
(1) Transmissions necessary to exchange messages with other stations
in the amateur service, except those in any country whose administration
has given notice that it objects to such communications. The FCC will
issue public notices of current arrangements for international
communications;
(2) Transmissions necessary to exchange messages with a station in
another FCC-regulated service while providing emergency communications;
(3) Transmissions necessary to exchange messages with a United
States government station, necessary to providing communications in
RACES; and
(4) Transmissions necessary to exchange messages with a station in a
service not regulated by the FCC, but authorized by the FCC to
communicate with amateur stations. An amateur station may exchange
messages with a participating United States military station during an
Armed Forces Day Communications Test.
(b) In addition to one-way transmissions specifically authorized
elsewhere in this part, an amateur station may transmit the following
types of one-way communications:
(1) Brief transmissions necessary to make adjustments to the
station;
(2) Brief transmissions necessary to establishing two-way
communications with other stations;
(3) Telecommand;
(4) Transmissions necessary to providing emergency communications;
(5) Transmissions necessary to assisting persons learning, or
improving proficiency in, the international Morse code; and
[[Page 581]]
(6) Transmissions necessary to disseminate information bulletins.
(7) Transmissions of telemetry.
[54 FR 25857, June 20, 1989, as amended at 56 FR 56171, Nov. 1, 1991]
Sec. 97.113 Prohibited transmissions.
(a) No amateur station shall transmit:
(1) Communications specifically prohibited elsewhere in this part;
(2) Communications for hire or for material compensation, direct or
indirect, paid or promised, except as otherwise provided in these rules;
(3) Communications in which the station licensee or control operator
has a pecuniary interest, including communications on behalf of an
employer. Amateur operators may, however, notify other amateur operators
of the availability for sale or trade of apparatus normally used in an
amateur station, provided that such activity is not conducted on a
regular basis;
(4) Music using a phone emission except as specifically provided
elsewhere in this section; communications intended to facilitate a
criminal act; messages in codes or ciphers intended to obscure the
meaning thereof, except as otherwise provided herein; obscene or
indecent words or language; or false or deceptive messages, signals or
identification;
(5) Communications, on a regular basis, which could reasonably be
furnished alternatively through other radio services.
(b) An amateur station shall not engage in any form of broadcasting,
nor may an amateur station transmit one-way communications except as
specifically provided in these rules; nor shall an amateur station
engage in any activity related to program production or news gathering
for broadcasting purposes, except that communications directly related
to the immediate safety of human life or the protection of property may
be provided by amateur stations to broadcasters for dissemination to the
public where no other means of communication is reasonably available
before or at the time of the event.
(c) A control operator may accept compensation as an incident of a
teaching position during periods of time when an amateur station is used
by that teacher as a part of classroom instruction at an educational
institution.
(d) The control operator of a club station may accept compensation
for the periods of time when the station is transmitting telegraphy
practice or information bulletins, provided that the station transmits
such telegraphy practice and bulletins for at least 40 hours per week;
schedules operations on at least six amateur service MF and HF bands
using reasonable measures to maximize coverage; where the schedule of
normal operating times and frequencies is published at least 30 days in
advance of the actual transmissions; and where the control operator does
not accept any direct or indirect compensation for any other service as
a control operator.
(e) No station shall retransmit programs or signals emanating from
any type of radio station other than an amateur station, except
propagation and weather forecast information intended for use by the
general public and originated from United States Government stations and
communications, including incidental music, originating on United States
Government frequencies between a space shuttle and its associated Earth
stations. Prior approval for shuttle retransmissions must be obtained
from the National Aeronautics and Space Administration. Such
retransmissions must be for the exclusive use of amateur operators.
Propagation, weather forecasts, and shuttle retransmissions may not be
conducted on a regular basis, but only occasionally, as an incident of
normal amateur radio communications.
(f) No amateur station, except an auxiliary, repeater, or space
station, may automatically retransmit the radio signals of other amateur
station.
[58 FR 43072, Aug. 13, 1993; 58 FR 47219, Sept. 8, 1993]
Sec. 97.115 Third party communications.
(a) An amateur station may transmit messages for a third party to:
(1) Any station within the jurisdiction of the United States.
(2) Any station within the jurisdiction of any foreign government
whose administration has made arrangements
[[Page 582]]
with the United States to allow amateur stations to be used for
transmitting international communications on behalf of third parties. No
station shall transmit messages for a third party to any station within
the jurisdiction of any foreign government whose administration has not
made such an arrangement. This prohibition does not apply to a message
for any third party who is eligible to be a control operator of the
station.
(b) The third party may participate in stating the message where:
(1) The control operator is present at the control point and is
continuously monitoring and supervising the third party's participation;
and
(2) The third party is not a prior amateur service licensee whose
license was revoked; suspended for less than the balance of the license
term and the suspension is still in effect; suspended for the balance of
the license term and relicensing has not taken place; or surrendered for
cancellation following notice of revocation, suspension or monetary
forfeiture proceedings. The third party may not be the subject of a
cease and desist order which relates to amateur service operation and
which is still in effect.
(c) At the end of an exchange of international third party
communications, the station must also transmit in the station
identification procedure the call sign of the station with which a third
party message was exchanged.
[54 FR 25857, June 20, 1989; 54 FR 39535, Sept. 27, 1989]
Sec. 97.117 International communications.
Transmissions to a different country, where permitted, shall be made
in plain language and shall be limited to messages of a technical nature
relating to tests, and, to remarks of a personal character for which, by
reason of their unimportance, recourse to the public telecommunications
service is not justified.
Sec. 97.119 Station identification.
(a) Each amateur station, except a space station or telecommand
station, must transmit its assigned call sign on its transmitting
channel at the end of each communication, and at least every 10 minutes
during a communication, for the purpose of clearly making the source of
the transmissions from the station known to those receiving the
transmissions. No station may transmit unidentified communications or
signals, or transmit as the station call sign, any call sign not
authorized to the station.
(b) The call sign must be transmitted with an emission authorized
for the transmitting channel in one of the following ways:
(1) By a CW emission. When keyed by an automatic device used only
for identification, the speed must not exceed 20 words per minute;
(2) By a phone emission in the English language. Use of a phonetic
alphabet as an aid for correct station identification is encouraged;
(3) By a RTTY emission using a specified digital code when all or
part of the communications are transmitted by a RTTY or data emission;
(4) By an image emission conforming to the applicable transmission
standards, either color or monochrome, of Sec. 73.682(a) of the FCC
Rules when all or part of the communications are transmitted in the same
image emission
(c) One or more indicators may be included with the call sign. Each
indicator must be separated from the call sign by the slant mark (/) or
by any suitable word that denotes the slant mark. If an indicator is
self-assigned, it must be included before, after, or both before and
after, the call sign. No self-assigned indicator may conflict with any
other indicator specified by the FCC Rules or with any prefix assigned
to another country.
(d) When transmitting in conjunction with an event of special
significance, a station may substitute for its assigned call sign a
special event call sign as shown for that station for that period of
time on the common data base coordinated, maintained and disseminated by
the special event call sign data base coordinators. Additionally, the
station must transmit its assigned call sign at least once per hour
during such transmissions.
(e) When the operator license class held by the control operator
exceeds
[[Page 583]]
that of the station licensee, an indicator consisting of the call sign
assigned to the control operator's station must be included after the
call sign.
(f) When the control operator is a person who is exercising the
rights and privileges authorized by Sec. 97.9(b) of this part, an
indicator must be included after the call sign as follows:
(1) For a control operator who has requested a license modification
from Novice Class to Technical Class: KT;
(2) For a control operator who has requested a license modification
from Novice or Technical Class to General Class: AG;
(3) For a control operator who has requested a license modification
from Novice, Technician, or General Class operator to Advanced Class:
AA; or
(4) For a control operator who has requested a license modification
from Novice, Technician, General, or Advanced Class operator to Amateur
Extra Class: AE.
(g) When the station is transmitting under the authority of
Sec. 97.107 of this part, an indicator consisting of the appropriate
letter-numeral designating the station location must be included before
the call sign that was issued to the station by the country granting the
license. For an amateur service license granted by the Government of
Canada, however, the indicator must be included after the call sign. At
least once during each intercommunication, the identification
announcement must include the geographical location as nearly as
possible by city and state, commonwealth or possession.
[54 FR 25857, June 20, 1989, as amended at 54 FR 39535, Sept. 27, 1989;
55 FR 30457, July 26, 1990; 56 FR 28, Jan. 2, 1991; 62 FR 17567, Apr.
10, 1997; 63 FR 68980, Dec. 14, 1998; 64 FR 51471, Sept. 23, 1999]
Sec. 97.121 Restricted operation.
(a) If the operation of an amateur station causes general
interference to the reception of transmissions from stations operating
in the domestic broadcast service when receivers of good engineering
design, including adequate selectivity characteristics, are used to
receive such transmissions, and this fact is made known to the amateur
station licensee, the amateur station shall not be operated during the
hours from 8 p.m. to 10:30 p.m., local time, and on Sunday for the
additional period from 10:30 a.m. until 1 p.m., local time, upon the
frequency or frequencies used when the interference is created.
(b) In general, such steps as may be necessary to minimize
interference to stations operating in other services may be required
after investigation by the FCC.
Subpart C--Special Operations
Sec. 97.201 Auxiliary station.
(a) Any amateur station licensed to a holder of a Technician,
Technician Plus, General, Advanced or Amateur Extra Class operator
license may be an auxiliary station. A holder of a Technician,
Technician Plus, General, Advanced or Amateur Extra Class operator
license may be the control operator of an auxiliary station, subject to
the privileges of the class of operator license held.
(b) An auxiliary station may transmit only on the 1.25 m and shorter
wavelength bands, except the 219-220 MHz, 222.000-222.150 MHz, 431-433
MHz, and 435-438 MHz segments.
(c) Where an auxiliary station causes harmful interference to
another auxiliary station, the licensees are equally and fully
responsible for resolving the interference unless one station's
operation is recommended by a frequency coordinator and the other
station's is not. In that case, the licensee of the non-coordinated
auxiliary station has primary responsibilty to resolve the interference.
(d) An auxiliary station may be automatically controlled.
(e) An auxiliary station may transmit one-way communications.
[54 FR 25857, June 20, 1989, as amended at 56 FR 56171, Nov. 1, 1991; 60
FR 15687, Mar. 27, 1995; 63 FR 68980, Dec. 14, 1998]
Sec. 97.203 Beacon station.
(a) Any amateur station licensed to a holder of a Technician,
Technician Plus, General, Advanced or Amateur Extra Class operator
license may be a beacon. A holder of a Technician, Technician Plus,
General, Advanced or Amateur Extra Class operator license
[[Page 584]]
may be the control operator of a beacon, subject to the privileges of
the class of operator license held.
(b) A beacon must not concurrently transmit on more than 1 channel
in the same amateur service frequency band, from the same station
location.
(c) The transmitter power of a beacon must not exceed 100 W.
(d) A beacon may be automatically controlled while it is
transmitting on the 28.20-28.30 MHz, 50.06-50.08 MHz, 144.275-144.300
MHz, 222.05-222.06 MHz or 432.300-432.400 MHz segments, or on the 33 cm
and shorter wavelength bands.
(e) Before establishing an automatically controlled beacon in the
National Radio Quiet Zone or before changing the transmitting frequency,
transmitter power, antenna height or directivity, the station licensee
must give written notification thereof to the Interference Office,
National Radio Astronomy Observatory, P.O. Box 2, Green Bank, WV 24944.
(1) The notification must include the geographical coordinates of
the antenna, antenna ground elevation above mean sea level (AMSL),
antenna center of radiation above ground level (AGL), antenna
directivity, proposed frequency, type of emission, and transmitter
power.
(2) If an objection to the proposed operation is received by the FCC
from the National Radio Astronomy Observatory at Green Bank, Pocahontas
County, WV, for itself or on behalf of the Naval Research Laboratory at
Sugar Grove, Pendleton County, WV, within 20 days from the date of
notification, the FCC will consider all aspects of the problem and take
whatever action is deemed appropriate.
(f) A beacon must cease transmissions upon notification by an EIC
that the station is operating improperly or causing undue interference
to other operations. The beacon may not resume transmitting without
prior approval of the EIC.
(g) A beacon may transmit one-way communications.
(h) The provisions of this paragraph do not apply to repeaters that
transmit on the 1.2 cm or shorter wavelength bands. Before establishing
a repeater within 16 km (10 miles) of the Arecibo Observatory or before
changing the transmitting frequency, transmitter power, antenna height
or directivity of an existing repeater, the station licensee must give
notification thereof at least 20 days in advance of planned peration to
the Interference Office, Arecibo Observatory, Post Office Box 995,
Arecibo, Puerto Rico 00613, in writing or electronically, of the
technical parameters of the proposal. Licensees who choose to transmit
information electronically should e-mail to: [email protected]
(1) The notification shall state the geographical coordinates of the
antenna (NAD-83 datum), antenna height above mean sea level (AMSL),
antenna center of radiation above ground level (AGL), antenna
directivity and gain, proposed frequency and FCC Rule Part, type of
emission, effective radiated power, and whether the proposed use is
itinerant. Licensees may wish to consult interference guidelines
provided by Cornell University.
(2) If an objection to the proposed operation is received by the FCC
from the Arecibo Observatory, Arecibo, Puerto Rico, within 20 days from
the date of notification, the FCC will consider all aspects of the
problem and take whatever action is deemed appropriate. The licensee
will be required to make reasonable efforts in order to resolve or
mitigate any potential interference problem with the Arecibo
Observatory.
[54 FR 25857, June 20, 1989, as amended at 55 FR 9323, Mar. 13, 1990; 56
FR 19610, Apr. 29, 1991; 56 FR 32517, July 17, 1991; 62 FR 55536, Oct.
27, 1997; 63 FR 41204, Aug. 3, 1998; 63 FR 68980, Dec. 14, 1998]
Sec. 97.205 Repeater station.
(a) Any amateur station licensed to a holder of a Technician,
General, Advanced or Amateur Extra Class operator license may be a
repeater. A holder of a Technician, General, Advanced or Amateur Extra
Class operator license may be the control operator of a repeater,
subject to the privileges of the class of operator license held.
(b) A repeater may receive and retransmit only on the 10 m and
shorter wavelength frequency bands except the 28.0-29.5 MHz, 50.0-51.0
MHz, 144.0-144.5 MHz, 145.5-146.0 MHz, 222.00-222.15 MHz, 431.0-433.0
Mhz, and 435.0-438.0 Mhz segments.
[[Page 585]]
(c) Where the transmissions of a repeater cause harmful interference
to another repeater, the two station licensees are equally and fully
responsible for resolving the interference unless the operation of one
station is recommended by a frequency coordinator and the operation of
the other station is not. In that case, the licensee of the non-
coordinated repeater has primary responsibility to resolve the
interference.
(d) A repeater may be automatically controlled.
(e) Ancillary functions of a repeater that are available to users on
the input channel are not considered remotely controlled functions of
the station. Limiting the use of a repeater to only certain user
stations is permissible.
(f) [Reserved]
(g) The control operator of a repeater that retransmits
inadvertently communications that violate the rules in this part is not
accountable for the violative communications.
[54 FR 25857, June 20, 1989, as amended at 55 FR 4613, Feb. 9, 1990; 56
FR 32517, July 17, 1991; 58 FR 64385, Dec. 7, 1993; 59 FR 18975, Apr.
21, 1994; 62 FR 55536, Oct. 27, 1997; 63 FR 41205, Aug. 3, 1998; 63 FR
68980, Dec. 14, 1998]
Sec. 97.207 Space station.
(a) Any amateur station may be a space station. A holder of any
class operator license may be the control operator of a space station,
subject to the privileges of the class of operator license held by the
control operator.
(b) A space station must be capable of effecting a cessation of
transmissions by telecommand whenever such cessation is ordered by the
FCC.
(c) The following frequency bands and segments are authorized to
space stations:
(1) The 17 m, 15 m, 12 m, and 10 m bands, 6 mm, 4 mm, 2 mm and 1 mm
bands; and
(2) The 7.0-7.1 MHz, 14.00-14.25 MHz, 144-146 MHz, 435-438 MHz,
1260-1270 MHz, and 2400-2450 MHz, 3.40-3.41 GHz, 5.83-5.85 GHz, 10.45-
10.50 GHz, and 24.00-24.05 GHz segments.
(d) A space station may automatically retransmit the radio signals
of Earth stations and other space stations.
(e) A space station may transmit one-way communications.
(f) Space telemetry transmissions may consist of specially coded
messages intended to facilitate communications or related to the
function of the spacecraft.
(g) The license grantee of each space station must make two written
pre-space station notifications to the International Bureau, FCC,
Washington, DC 20554. Each notification must be in accord with the
provisions of Articles 11 and 13 of the Radio Regulations.
(1) The first notification is required no less than 27 months prior
to initiating space station transmissions and must specify the
information required by Appendix 4 and Resolution No. 642 of the Radio
Regulations.
(2) The second notification is required no less than 5 months prior
to initiating space station transmissions and must specify the
information required by Appendix 3 and Resolution No. 642 of the Radio
Regulations.
(h) The license grantee of each space station must make a written
in-space station notification to the International Bureau no later than
7 days following initiation of space station transmissions. The
notification must update the information contained in the pre-space
notification.
(i) The license grantee of each space station must make a written
post-space station notification to the International Bureau no later
than 3 months after termination of the space station transmissions. When
the termination is ordered by the FCC, notification is required no later
than 24 hours after termination.
[54 FR 25857, June 20, 1989, as amended at 54 FR 39535, Sept. 27, 1989;
56 FR 56171, Nov. 1, 1991; 57 FR 32736, July 23, 1992; 60 FR 50124,
Sept. 28, 1995; 63 FR 68980, Dec. 14, 1998]
Sec. 97.209 Earth station.
(a) Any amateur station may be an Earth station. A holder of any
class operator license may be the control operator of an Earth station,
subject to the privileges of the class of operator license held by the
control operator.
(b) The following frequency bands and segments are authorized to
Earth stations:
[[Page 586]]
(1) The 17 m, 15 m, 12 m, and 10 m bands, 6 mm, 4 mm, 2 mm and 1 mm
bands; and
(2) The 7.0-7.1 MHz, 14.00-14.25 MHz, 144-146 MHz, 435-438 MHz,
1260-1270 MHz and 2400-2450 MHz, 3.40-3.41 GHz, 5.65-5.67 GHz, 10.45-
10.50 GHz and 24.00-24.05 GHz segments.
[54 FR 25857, June 20, 1989, as amended at 54 FR 39535, Sept. 27, 1989]
Sec. 97.211 Space telecommand station.
(a) Any amateur station designated by the licensee of a space
station is eligible to transmit as a telecommand station for that space
station, subject to the privileges of the class of operator license held
by the control operator.
(b) A telecommand station may transmit special codes intended to
obscure the meaning of telecommand messages to the station in space
operation.
(c) The following frequency bands and segments are authorized to
telecommand stations:
(1) The 17 m, 15 m, 12 m and 10 m bands, 6 mm, 4 mm, 2 mm and 1 mm
bands; and
(2) The 7.0-7.1 MHz, 14.00-14.25 MHz, 144-146 MHz, 435-438 MHz,
1260-1270 MHz and 2400-2450 MHz, 3.40-3.41 GHz, 5.65-5.67 GHz, 10.45-
10.50 GHz and 24.00-24.05 GHz segments.
(d) A telecommand station may transmit one-way communications.
[54 FR 25857, June 20, 1989, as amended at 54 FR 39535, Sept. 27, 1989;
56 FR 56171, Nov. 1, 1991]
Sec. 97.213 Telecommand of an amateur station.
An amateur station on or within 50 km of the Earth's surface may be
under telecommand where:
(a) There is a radio or wireline control link between the control
point and the station sufficient for the control operator to perform
his/her duties. If radio, the control link must use an auxiliary
station. A control link using a fiber optic cable or another
telecommunication service is considered wireline.
(b) Provisions are incorporated to limit transmission by the station
to a period of no more than 3 minutes in the event of malfunction in the
control link.
(c) The station is protected against making, willfully or
negligently, unauthorized transmissions.
(d) A photocopy of the station license and a label with the name,
address, and telephone number of the station licensee and at least one
designated control operator is posted in a conspicuous place at the
station location.
[54 FR 25857, June 20, 1989, as amended at 56 FR 56171, Nov. 1, 1991]
Sec. 97.215 Telecommand of model craft.
An amateur station transmitting signals to control a model craft may
be operated as follows:
(a) The station identification procedure is not required for
transmissions directed only to the model craft, provided that a label
indicating the station call sign and the station licensee's name and
address is affixed to the station transmitter.
(b) The control signals are not considered codes or ciphers intended
to obscure the meaning of the communication.
(c) The transmitter power must not exceed 1 W.
[54 FR 25857, June 20, 1989, as amended at 56 FR 56171, Nov. 1, 1991]
Sec. 97.217 Telemetry.
Telemetry transmitted by an amateur station on or within 50 km of
the Earth's surface is not considered to be codes or ciphers intended to
obscure the meaning of communications.
[56 FR 56172, Nov. 1, 1991. Redesignated at 59 FR 18975, Apr. 21, 1994]
Sec. 97.219 Message forwarding system.
(a) Any amateur station may participate in a message forwarding
system, subject to the privileges of the class of operator license held.
(b) For stations participating in a message forwarding system, the
control operator of the station originating a message is primarily
accountable for any violation of the rules in this part contained in the
message.
(c) Except as noted in (d) of this section, for stations
participating in a message forwarding system, the control operators of
forwarding stations
[[Page 587]]
that retransmit inadvertently communications that violate the rules in
this part are not accountable for the violative communications. They
are, however, responsible for discontinuing such communications once
they become aware of their presence.
(d) For stations participating in a message forwarding system, the
control operator of the first forwarding station must:
(1) Authenticate the identity of the station from which it accepts
communications on behalf of the system; or
(2) Accept accountability for any violation of the rules in this
part contained in messages it retransmits to the system.
[59 FR 18975, Apr. 21, 1994]
Sec. 97.221 Automatically controlled digital station.
(a) This rule section does not apply to an auxiliary station, a
beacon station, a repeater station, an earth station, a space station,
or a space telecommand station.
(b) A station may be automatically controlled while transmitting a
RTTY or data emission on the 6 m or shorter wavelength bands, and on the
28.120-28.189 MHz, 24.925-24.930 MHz, 21.090-21.100 MHz, 18.105-18.110
MHz, 14.0950-14.0995 MHz, 14.1005-14.112 MHz, 10.140-10.150 MHz, 7.100-
7.105 MHz, or 3.620-3.635 MHz segments.
(c) A station may be automatically controlled while transmitting a
RTTY or data emission on any other frequency authorized for such
emission types provided that:
(1) The station is responding to interrogation by a station under
local or remote control; and
(2) No transmission from the automatically controlled station
occupies a bandwidth of more than 500 Hz.
[60 FR 26001, May 16, 1995]
Subpart D--Technical Standards
Sec. 97.301 Authorized frequency bands.
The following transmitting frequency bands are available to an
amateur station located within 50 km of the Earth's surface, within the
specified ITU Region, and outside any area where the amateur service is
regulated by any authority other than the FCC.
(a) For a station having a control operator who has been granted a
Technician, Technician Plus, General, Advanced, or Amateur Extra Class
operator license or who holds a CEPT radio-amateur license or IARP of
any class:
----------------------------------------------------------------------------------------------------------------
Sharing
requirements see
Wavelength band ITU--Region 1 ITU--Region 2 ITU--Region 3 Sec. 97.303
(Paragraph)
----------------------------------------------------------------------------------------------------------------
VHF MHz MHz MHz ..................
----------------------------------------------------------------------------------------------------------------
6 m............................. .................. 50-54............. 50-54............. (a)
2 m............................. 144-146........... 144-148........... 144-148........... (a)
1.25 m.......................... .................. 219-220........... .................. (a), (e)
Do.............................. .................. 222-225........... .................. (a)
----------------------------------------------------------------------------------------------------------------
UHF MHz MHz MHz ..................
----------------------------------------------------------------------------------------------------------------
70 cm........................... 430-440........... 420-450........... 420-450........... (a), (b), (f).
33 cm........................... .................. 902-928........... .................. (a), (b), (g).
23 cm........................... 1240-1300......... 1240-1300......... 124-1300.......... (j).
13 cm........................... 2300-2310......... 2300-2310......... 2300-2310......... (a), (b), (j).
do........................ 2390-2450......... 2390-2450......... 2390-2450......... (a), (b), (j).
----------------------------------------------------------------------------------------------------------------
SHF GHz GHz GHz ..................
----------------------------------------------------------------------------------------------------------------
9 cm............................ .................. 3.3-3.5........... 3.3-.5............ (a), (b), (k),
(l).
5 cm............................ 5.650-5.850....... 5.650-5.925....... 5.650-5.850....... (a), (b), (m).
3 cm............................ 10.00-10.50....... 10.00-10.50....... 10.00-10.50....... (a), (c), (i),
(n).
1.2 cm.......................... 24.00-24.25....... 24.00-24.25....... 24.00-24.25....... (a), (b), (i),
(o).
----------------------------------------------------------------------------------------------------------------
EHF GHz GHz GHz
----------------------------------------------------------------------------------------------------------------
6 mm............................ 47.0-47.2......... 47.0-47.2......... 47.0-47.2.........
[[Page 588]]
4 mm............................ 75.5-81.0......... 75.5-81.0......... 75.5-81.0......... (b), (c), (h),
(r).
2.5 mm.......................... 119.98-120.02..... 119.98-120.02..... 119.98-120.02..... (k), (p).
2 mm............................ 142-149........... 142-149........... 142-149........... (b), (c), (h),
(k).
1 mm............................ 241-250........... 241-250........... 241-250........... (b), (c), (h),
(q).
above 300......... above 300......... above 300......... (k).
----------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------
Sharing
requirements. See
Wavelength band ITU--Region 1 ITU--Region 2 ITU--Region 3 Sec. 97.303
(Paragraph)
----------------------------------------------------------------------------------------------------------------
MF kHz kHz kHz
----------------------------------------------------------------------------------------------------------------
160 m........................... 1810-1850......... 1800-2000......... 1800-2000......... (a), (b), (c).
----------------------------------------------------------------------------------------------------------------
HF MHz MHz MHz
----------------------------------------------------------------------------------------------------------------
80 m............................ 3.50-3.75......... 3.50-3.75......... 3.50-3.75......... (a).
75 m............................ 3.75-3.80......... 3.75-4.00......... 3.75-3.90......... (a).
40 m............................ 7.0-7.1........... 7.0-7.3........... 7.0-7.1........... (a).
30 m............................ 10.10-10.15....... 10.10-10.15....... 10.10-10.15....... (d).
20 m............................ 14.00-14.35....... 14.00-14.35....... 14.00-14.35....... ..................
17 m............................ 18.068-18.168..... 18.068-18.168..... 18.068-18.168..... ..................
15 m............................ 21.00-21.45....... 21.00-21.45....... 21.00-21.45....... ..................
12 m............................ 24.89-24.99....... 24.89-24.99....... 24.89-24.99....... ..................
10 m............................ 28.0-29.7......... 28.0-29.7......... 28.0-29.7......... ..................
----------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------
Sharing
requirements See
Wavelength band ITU--Region 1 ITU--Region 2 ITU--Region 3 Sec. 97.303,
(Paragraph)
----------------------------------------------------------------------------------------------------------------
MF kHz kHz kHz
----------------------------------------------------------------------------------------------------------------
160 m........................... 1810-1850......... 1800-2000......... 1800-2000......... (a), (b), (c).
----------------------------------------------------------------------------------------------------------------
HF MHz MHz MHz
----------------------------------------------------------------------------------------------------------------
80 m............................ 3.525-3.750....... 3.525-3.750....... 3.525-3.750....... (a).
75 m............................ 3.775-3.800....... 3.775-4.000....... 3.775-3.900....... (a).
40 m............................ 7.025-7.100....... 7.025-7.300....... 7.025-7.100....... (a).
30 m............................ 10.10-10.15....... 10.10-10.15....... 10.10-10.15....... (d).
20 m............................ 14.025-14.150..... 14.025-14.150..... 14.025-14.150..... ..................
Do.......................... 14.175-14.350..... 14.175-14.350..... 14.175-14.350..... ..................
17 m............................ 18.068-18.168..... 18.068-18.168..... 18.068-18.168..... ..................
15 m............................ 21.025-21.200..... 21.025-21.200..... 21.025-21.200..... ..................
Do.......................... 21.225-21.450..... 21.225-21.450..... 21.225-21.450..... ..................
12 m............................ 24.89-24.99....... 24.89-24.99....... 24.89-24.99....... ..................
10 m............................ 28.0-29.7......... 28.0-29.7......... 28.0-29.7......... ..................
----------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------
Sharing
requirements. See
Wavelength band ITU-Region 1 ITU-Region 2 ITU-Region 3 Sec. 97.303
(Paragraph)
----------------------------------------------------------------------------------------------------------------
MF kHz kHz kHz
----------------------------------------------------------------------------------------------------------------
160 m........................... 1810-1850......... 1800-2000......... 1800-2000......... (a), (b), (c).
----------------------------------------------------------------------------------------------------------------
HF MHz MHz MHz
----------------------------------------------------------------------------------------------------------------
[[Page 589]]
80 m............................ 3.525-3.750....... 3.525-3.750....... 3.525-3.750....... (a).
75 m............................ ................ 3.85-4.00......... 3.85-3.90......... (a).
40 m............................ 7.025-7.100....... 7.025-7.150....... 7.025-7.100....... (a).
Do.......................... ................ 7.225-7.300....... ................ (a).
30 m............................ 10.10-10.15....... 10.10-10.15....... 10.10-10.15....... (d).
20 m............................ 14.025-14.150..... 14.025-14.150..... 14.025-14.150..... ..................
Do.......................... 14.225-14.350..... 14.225-14.350..... 14.225-14.350..... ..................
17 m............................ 18.068-18.168..... 18.068-18.168..... 18.068-18.168..... ..................
15 m............................ 21.025-21.200..... 21.025-21.200..... 21.025-21.200..... ..................
Do.......................... 21.30-21.45....... 21.30-21.45....... 21.30-21.45....... ..................
12 m............................ 24.89-24.99....... 24.89-24.99....... 24.89-24.99....... ..................
10 m............................ 28.0-29.7......... 28.0-29.7......... 28.0-29.7......... ..................
----------------------------------------------------------------------------------------------------------------
[[Page 590]]
----------------------------------------------------------------------------------------------------------------
Sharing
requirements
Wavelength band ITU region 1 ITU region 2 ITU region 3 (see Sec.
97.303
paragraph)
----------------------------------------------------------------------------------------------------------------
HF MHz MHz MHz
80 m......................... 3.675-3.725......... 3.675-3.725......... 3.675-3.725......... (a)
40 m......................... 7.050-7.075......... 7.10-7.15........... 7.050-7.075......... (a)
15 m......................... 21.10-21.20......... 21.10-21.20......... 21.10-21.20.........
10 m......................... 28.10-28.50......... 28.10-28.50......... 28.10-28.50.........
VHF MHz MHz MHz
1.25 m....................... .................. 222-225............. .................. (a)
UHF MHz MHz MHz
23 cm........................ 1270-1295........... 1270-1295........... 1270-1295........... (h)(i)
----------------------------------------------------------------------------------------------------------------
[[Page 591]]
[54 FR 25857, June 20, 1989; 54 FR 39535, Sept. 27, 1989, as amended at
55 FR 30457, July 26, 1990; 56 FR 28, Jan. 2, 1991; 56 FR 3043, Jan. 28,
1991; 56 FR 19610, Apr. 29, 1991; 56 FR 32518, July 17, 1991; 57 FR
32450, July 22, 1992; 58 FR 64385, Dec. 7, 1993; 59 FR 54833, Nov. 2,
1994; 60 FR 15687, Mar. 27, 1995; 63 FR 42280, Aug. 7, 1998; 63 FR
68980, Dec. 14, 1998; 65 FR 6550, Feb. 10, 2000]
Sec. 97.303 Frequency sharing requirements.
The following is a summary of the frequency sharing requirements
that apply to amateur station transmissions on the frequency bands
specified in Sec. 97.301 of this part. (For each ITU Region, each
frequency band allocated to the amateur service is designated as either
a secondary service or a primary service. A station in a secondary
service must not cause harmful interference to, and must accept
interference from, stations in a primary service. See Secs. 2.105 and
2.106 of the FCC Rules, United States Table of Frequency Allocations for
complete requirements.)
(a) Where, in adjacent ITU Regions or Subregions, a band of
frequencies is allocated to different services of the same category, the
basic principle is the equality of right to operate. The stations of
each service in one region must operate so as not to cause harmful
interference to services in the other Regions or Subregions. (See ITU
Radio Regulations, No. 346 (Geneva, 1979).)
(b) No amateur station transmitting in the 1900-2000 kHz segment,
the 70 cm band, the 33 cm band, the 13 cm band, the 9 cm band, the 5 cm
band, the 3 cm band, the 24.05-24.25 GHz segment, the 77.0-77.5 GHz
segment, the 78-81 GHz segment, the 144-149 GHz segment, and the 241-248
GHz segment shall cause harmful interference to, nor is protected from
interference due to the operation of, the Government radiolocation
service.
(c) No amateur station transmitting in the 1900-2000 kHz segment,
the 3 cm band, the 77.0-77.5 GHz segment, the 78-81 GHz segment, the
144-149 GHz segment, and the 241-248 GHz segment shall cause harmful
interference to, nor is protected from interference due to the operation
of, stations in the non-Government radiolocation service.
(d) No amateur station transmitting in the 30 meter band shall cause
harmful interference to stations authorized by other nations in the
fixed service. The licensee of the amateur station must make all
necessary adjustments, including termination of transmissions, if
harmful interference is caused.
(e) In the 1.25 m band:
(1) Use of the 219-220 MHz segment is limited to amateur stations
participating, as forwarding stations, in point-to-point fixed digital
message forwarding systems, including intercity packet backbone
networks. It is not available for other purposes.
(2) No amateur station transmitting in the 219-220 MHz segment shall
cause harmful interference to, nor is protected from interference due to
operation of Automated Maritime Telecommunications Systems (AMTS),
television broadcasting on channels 11 and 13, 218-219 MHz Service
systems, Land Mobile Services systems, or any other service having a
primary allocation in or adjacent to the band.
(3) No amateur station may transmit in the 219-220 MHz segment
unless the licensee has given written notification of the station's
specific geographic location for such transmissions in order to be
incorporated into a data base that has been made available to the
public. The notification must be given at least 30 days prior to making
such transmissions. The notification must be given to: The American
Radio Relay, Inc., 225 Main Street, Newington, CT 06111-1494.
(4) No amateur station may transmit in the 219-220 MHz segment from
a location that is within 640 km of an AMTS Coast Station that uses
frequencies in the 217-218/219-220 MHz AMTS bands unless the amateur
station licensee has given written notification of the station's
specific geographic location for such transmissions to the AMTS
licensee. The notification must be given at least 30 days prior to
making such transmissions. The location of AMTS Coast Stations using the
217-218/219-220 MHz channels may be obtained from either:
[[Page 592]]
The American Radio Relay League, Inc., 225 Main Street, Newington, CT
06111-1494;
or
Interactive Systems, Inc., Suite 1103, 1601 North Kent Street,
Arlington, VA 22209; Fax: (703) 812-8275; Phone: (703) 812-8270.
(5) No amateur station may transmit in the 219-220 MHz segment from
a location that is within 80 km of an AMTS Coast Station that uses
frequencies in the 217-218/219-220 MHz AMTS bands unless that amateur
station licensee holds written approval from that AMTS licensee. The
location of AMTS Coast Stations using the 217-218/219-220 MHz channels
may be obtained as noted in paragraph (e)(4) of this section.
(f) In the 70 cm band:
(1) No amateur station shall transmit from north of Line A in the
420-430 MHz segment.
(2) The 420-430 MHz segment is allocated to the amateur service in
the United States on a secondary basis, and is allocated in the fixed
and mobile (except aeronautical mobile) services in the International
Table of allocations on a primary basis. No amateur station transmitting
in this band shall cause harmful interference to, nor is protected from
interference due to the operation of, stations authorized by other
nations in the fixed and mobile (except aeronautical mobile) services.
(3) The 430-440 MHz segment is allocated to the amateur service on a
secondary basis in ITU Regions 2 and 3. No amateur station transmitting
in this band in ITU Regions 2 and 3 shall cause harmful interference to,
nor is protected from interference due to the operation of, stations
authorized by other nations in the radiolocation service. In ITU Region
1, the 430-440 MHz segment is allocated to the amateur service on a co-
primary basis with the radiolocation service. As between these two
services in this band in ITU Region 1, the basic principle that applies
is the equality of right to operate. Amateur stations authorized by the
United States and radiolocation stations authorized by other nations in
ITU Region 1 shall operate so as not to cause harmful interference to
each other.
(4) No amateur station transmitting in the 449.75-450.25 MHz segment
shall cause interference to, nor is protected from itnerference due to
the operation of stations in, the space operation service and the space
research service or Government or non-Government stations for space
telecommand.
(g) In the 33 cm band:
(1) No amateur station shall transmit from within the States of
Colorado and Wyoming, bounded on the south by latitude 39 deg. N., on
the north by latitude 42 deg. N., on the east by longitude 105 deg. W.,
and on the west by longitude 108 deg. W. This band is allocated on a
secondary basis to the amateur service subject to not causing harmful
interference to, and not receiving protection from any interference due
to the operation of, industrial, scientific and medical devices,
automatic vehicle monitoring systems or Government stations authorized
in this band.
(2) No amateur station shall transmit from those portions of the
States of Texas and New Mexico bounded on the south by latitude
31 deg.41' N., on the north by latitude 34 deg.30' N., on the east by
longitude 104 deg.11' W., and on the west by longitude 107 deg.30' W.
(h) No amateur station transmitting in the 23 cm band, the 3 cm
band, the 24.05-24.25 GHz segment, the 77-77.5 GHz segment, the 78-81
GHz segment, the 144-149 GHz segment, and the 241-248 GHz segment shall
cause harmful interference to, nor is protected from interference due to
the operation of, stations authorized by other nations in the
radiolocation service.
(i) In the 1240-1260 MHz segment, no amateur station shall cause
harmful interference to, nor is protected from interference due to the
operation of, stations in the radionavigation-satellite service, the
aeronautical radionavigation service, or the radiolocation service.
(j) In the 13 cm band:
(1) The amateur service is allocated on a secondary basis in all ITU
Regions. In ITU Region 1, no amateur station shall cause harmful
interference to, and shall be not protected from interference due to the
operation of, stations authorized by other nations in the fixed and
mobile services. In ITU Regions 2 and 3, no amateur station shall cause
harmful interference to,
[[Page 593]]
and shall not be protected from interference due to the operation of,
stations authorized by other nations in the fixed, mobile and
radiolocation services.
(2) In the United States:
(i) The 2300-2305 MHz segment is allocated to the amateur service on
a secondary basis. (Currently the 2300-2305 MHz segment is not allocated
to any service on a primary basis.);
(ii) The 2305-2310 MHz segment is allocated to the amateur service
on a secondary basis to the fixed, mobile, and radiolocation services;
(iii) The 2390-2400 MHz segment is allocated to the amateur service
on a primary basis; and
(iv) The 2400-2402 MHz segment is allocated to the amateur service
on a secondary basis. (Currently the 2400-2402 MHz segment is not
allocated to any service on a primary basis.) The 2402-2417 MHz segment
is allocated to the amateur service on a primary basis. The 2417-2450
MHz segment is allocated to the amateur service on a co-secondary basis
with the Government radiolocation service. Amateur stations operating
within the 2400-2450 MHz segment must accept harmful interference that
may be caused by the proper operation of industrial, scientific, and
medical devices operating within the band.
(k) No amateur station transmitting in the 3.332-3.339 GHz and
3.3458-3525 GHz segments, the 2.5 mm band, the 144.68-144.98 GHz,
145.45-145.75 GHz and 146.82-147.12 GHz segments and the 343-348 GHz
segment shall cause harmful interference to stations in the radio
astronomy service. No amateur station transmitting in the 300-302 GHz,
324-326 GHz, 345-347 GHz, 363-365 GHz and 379-381 GHz segments shall
cause harmful interference to stations in the space research service
(passive) or Earth exploration-satellite service (passive).
(l) In the 9 cm band:
(1) In ITU Regions 2 and 3, the band is allocated to the amateur
service on a secondary basis.
(2) In the United States, the band is allocated to the amateur
service on a co-secondary basis with the non-Government radiolocation
service.
(3) In the 3.3-3.4 GHz segment, no amateur station shall cause
harmful interference to, nor is protected from interference due to the
operation of, stations authorized by other nations in the radiolocation
service.
(4) In the 3.4-3.5 GHz segment, no amateur station shall cause
harmful interference to, nor is protected from interference due to the
operation of, stations authorized by other nations in the fixed and
fixed-satellite service.
(m) In the 5 cm band:
(1) In the 5.650-5.725 GHz segment, the amateur service is allocated
in all ITU Regions on a co-secondary basis with the space research (deep
space) service.
(2) In the 5.725-5.850 GHz segment, the amateur service is allocated
in all ITU Regions on a secondary basis. No amateur station shall cause
harmful interference to, nor is protected from interference due to the
operation of, stations authorized by other nations in the fixed-
satellite service in ITU Region 1.
(3) No amateur station transmitting in the 5.725-5.875 GHz segment
is protected from interference due to the operation of industrial,
scientific and medical devices operating on 5.8 GHz.
(4) In the 5.650-5.850 GHz segment, no amateur station shall cause
harmful interference to, nor is protected from interference due to the
operation of, stations authorized by other nations in the radiolocation
service.
(5) In the 5.850-5.925 GHz segment, the amateur service is allocated
in ITU Region 2 on a co-secondary basis with the radiolocation service.
In the United States, the segment is allocated to the amateur service on
a secondary basis to the non-Government fixed-satellite service. No
amateur station shall cause harmful interference to, nor is protected
from interference due to the operation of, stations authorized by other
nations in the fixed, fixed-satellite and mobile services. No amateur
station shall cause harmful interference to, nor is protected from
interference due to the operation of, stations in the non-Government
fixed-satellite service.
(n) In the 3 cm band:
(1) In the United States, the 3 cm band is allocated to the amateur
service on a co-secondary basis with the non-government radiolocation
service.
[[Page 594]]
(2) In the 10.00-10.45 GHz segment in ITU Regions 1 and 3, no
amateur station shall cause interference to, nor is protected from
interference due to the operation of, stations authorized by other
nations in the fixed and mobile services.
(o) No amateur station transmitting in the 1.2 cm band is protected
from interference due to the operation of industrial, scientific and
medical devices on 24.125 GHz. In the United States, the 24.05-24.25 GHz
segment is allocated to the amateur service on a co-secondary basis with
the non-government radiolocation and Government and non-government Earth
exploration-satellite (active) services.
(p) The 2.5 mm band is allocated to the amateur service on a
secondary basis. No amateur station transmitting in this band shall
cause harmful interference to, nor is protected from interference due to
the operation of, stations in the fixed, inter-satellite and mobile
services.
(q) No amateur station transmitting in the 244-246 GHz segment of
the 1 mm band is protected from interference due to the operation of
industrial, scientific and medical devices on 245 GHz.
(r) In the 4 mm band:
(1) Authorization of the 76-77 GHz segment of the 4 mm band for
amateur station transmissions is suspended until such time that the
Commission may determine that amateur station transmissions in this
segment will not pose a safety threat to vehicle radar systems operating
in this segment.
(2) In places where the amateur service is regulated by the FCC, the
77.5-78 GHz segment is allocated to the amateur service and amateur-
satellite service on a co-primary basis with the Government and non-
Government radiolocation services.
[54 FR 25857, June 20, 1989; 54 FR 39536, Sept. 27, 1989, as amended at
56 FR 19611, Apr. 29, 1991; 56 FR 23025, May 20, 1991; 56 FR 32518, July
17, 1991; 56 FR 40801, Aug. 16, 1991; 57 FR 40344, Sept. 3, 1992; 60 FR
15687, Mar. 27, 1995; 61 FR 15386, Apr. 8, 1996; 62 FR 9673, Mar. 3,
1997; 63 FR 42280, Aug. 7, 1998]
Sec. 97.305 Authorized emission types.
(a) An amateur station may transmit a CW emission on any frequency
authorized to the control operator.
(b) A station may transmit a test emission on any frequency
authorized to the control operator for brief periods for experimental
purposes, except that no pulse modulation emission may be transmitted on
any frequency where pulse is not specifically authorized and no SS
modulation emission may be transmitted on any frequency where SS is not
specifically authorized.
(c) A station may transmit the following emission types on the
frequencies indicated, as authorized to the control operator, subject to
the standards specified in Sec. 97.307(f) of this part.
----------------------------------------------------------------------------------------------------------------
Standards see Sec. 97.307(f),
Wavelength band Frequencies Emission types authorized paragraph:
----------------------------------------------------------------------------------------------------------------
MF:
160 m Entire band.......... RTTY, data........................ (3).
160 m Entire band.......... Phone, image...................... (1), (2).
HF:
80 m Entire band.......... RTTY, data........................ (3), (9).
75 m Entire band.......... Phone, image...................... (1), (2).
40 m 7.000-7.100 MHz...... RTTY, data........................ (3), (9).
40 m 7.075-7.100 MHz...... Phone, image...................... (1), (2), (9), (11).
40 m 7.100-7.150 MHz...... RTTY, data........................ (3), (9).
40 m 7.150-7.300 MHz...... Phone, image...................... (1), (2).
30 m Entire band.......... RTTY, data........................ (3).
20 m 14.00-14.15 MHz...... RTTY, data........................ (3).
20 m 14.15-14.35 MHz...... Phone, image...................... (1), (2).
17 m 18.068-18.110 MHz.... RTTY, data........................ (3).
17 m 18.110-18.168 MHz.... Phone, image...................... (1), (2).
15 m 21.0-21.2 MHz........ RTTY, data........................ (3), (9).
15 m 21.20-21.45 MHz...... Phone, image...................... (1), (2).
12 m 24.89-24.93 MHz...... RTTY, data........................ (3).
12 m 24.93-24.99 MHz...... Phone, image...................... (1), (2).
10 m 28.0-28.3 MHz........ RTTY, data........................ (4).
10 m 28.3-28.5 MHz........ Phone, image...................... (1), (2), (10).
10 m 28.5-29.0 MHz........ Phone, image...................... (1), (2).
10 m 29.0-29.7 MHz........ Phone, image...................... (2).
[[Page 595]]
VHF:
6 m 50.1-51.0 MHz........ MCW, phone, image, RTTY, data..... (2), (5).
Do 51.0-54.0 MHz........ MCW, phone, image, RTTY, data, (2), (5), (8).
test.
2 m 144.1-148.0 MHz...... MCW, phone, image, RTTY, data, (2), (5), (8).
test.
1.25 m 219-220 MHz.......... Data.............................. (13).
Do 222-225 MHz.......... MCW, phone, image, RTTY, data, (2), (6), (8).
test.
UHF:
70 cm Entire band.......... MCW, phone, image, RTTY, data, SS, (6), (8).
test.
33 cm Entire band.......... MCW, phone, image, RTTY, data, SS, (7), (8), and (12).
test, pulse.
23 cm Entire band.......... MCW, phone, image, RTTY, data, SS, (7), (8), and (12).
test.
13 cm Entire band.......... MCW, phone, image, RTTY, data, SS, (7), (8), and (12).
test, pulse.
SHF:
9 cm Entire band.......... MCW, phone, image, RTTY, data, SS, (7), (8), and (12).
test, pulse.
5 cm Entire band.......... MCW, phone, image, RTTY, data, SS, (7), (8), and (12).
test, pulse.
3 cm Entire band.......... MCW, phone, image, RTTY, data, SS, (7), (8), and (12).
test.
1.2 cm Entire band.......... MCW, phone, image, RTTY, data, SS, (7), (8), and (12).
test, pulse.
EHF:
6 mm Entire band.......... MCW, phone, image, RTTY, data, SS, (7), (8), and (12).
test, pulse.
4 mm Entire band.......... MCW, phone, image, RTTY, data, SS, (7), (8), and (12).
test, pulse.
2.5 mm Entire band.......... MCW, phone, image, RTTY, data, SS, (7), (8), and (12).
test, pulse.
2 mm Entire band.......... MCW, phone, image, RTTY, data, SS, (7), (8), and (12).
test, pulse.
1mm Entire band.......... MCW, phone, image, RTTY, data, SS, (7), (8), and (12).
test, pulse.
-- Above 300 GHz........ MCW, phone, image, RTTY, data, SS, (7), (8), and (12).
test, pulse.
----------------------------------------------------------------------------------------------------------------
[54 FR 25857, June 20, 1989; 54 FR 39536, Sept. 27, 1989; 55 FR 22013,
May 30, 1990, as amended at 55 FR 30457, July 26, 1990; 60 FR 15688,
Mar. 27, 1995; 64 FR 51471, Sept. 23, 1999]
Sec. 97.307 Emission standards.
(a) No amateur station transmission shall occupy more bandwidth than
necessary for the information rate and emission type being transmitted,
in accordance with good amateur practice.
(b) Emissions resulting from modulation must be confined to the band
or segment available to the control operator. Emissions outside the
necessary bandwidth must not cause splatter or keyclick interference to
operations on adjacent frequencies.
(c) All spurious emissions from a station transmitter must be
reduced to the greatest extent practicable. If any spurious emission,
including chassis or power line radiation, causes harmful interference
to the reception of another radio station, the licensee of the
interfering amateur station is required to take steps to eliminate the
interference, in accordance with good engineering practice.
(d) The mean power of any spurious emission from a station
transmitter or external RF power amplifier transmitting on a frequency
below 30 MHz must not exceed 50 mW and must be at least 40 dB below the
mean power of the fundamental emission. For a transmitter of mean power
less than 5 W, the attenuation must be at least 30 dB. A transmitter
built before April 15, 1977, or first marketed before January 1, 1978,
is exempt from this requirement.
(e) The mean power of any spurious emission from a station
transmitter or external RF power amplifier transmitting on a frequency
between 30-225 MHz must be at least 60 dB below the mean power of the
fundamental. For a transmitter having a mean power of 25 W or less, the
mean power of any spurious emission supplied to the antenna transmission
line must not exceed 25 <greek-m>W and must be at least 40 dB below the
mean power of the fundamental emission, but need not be reduced below
the power of 10 <greek-m>W. A transmitter built before April 15, 1977,
or first marketed before January 1, 1978, is exempt from this
requirement.
(f) The following standards and limitations apply to transmissions
on the frequencies specified in Sec. 97.305(c) of this part.
(1) No angle-modulated emission may have a modulation index greater
than 1 at the highest modulation frequency.
(2) No non-phone emission shall exceed the bandwidth of a
communications quality phone emission of the same modulation type. The
total bandwidth of an independent sideband emission (having B as the
first symbol), or
[[Page 596]]
a multiplexed image and phone emission, shall not exceed that of a
communications quality A3E emission.
(3) Only a RTTY or data emission using a specified digital code
listed in Sec. 97.309(a) of this part may be transmitted. The symbol
rate must not exceed 300 bauds, or for frequency-shift keying, the
frequency shift between mark and space must not exceed 1 kHz.
(4) Only a RTTY or data emission using a specified digital code
listed in Sec. 97.309(a) of this part may be transmitted. The symbol
rate must not exceed 1200 bauds, or for frequency-shift keying, the
frequency shift between mark and space must not exceed 1 kHz.
(5) A RTTY, data or multiplexed emission using a specified digital
code listed in Sec. 97.309(a) of this part may be transmitted. The
symbol rate must not exceed 19.6 kilobauds. A RTTY, data or multiplexed
emission using an unspecified digital code under the limitations listed
in Sec. 97.309(b) of this part also may be transmitted. The authorized
bandwidth is 20 kHz.
(6) A RTTY, data or multiplexed emission using a specified digital
code listed in Sec. 97.309(a) of this part may be transmitted. The
symbol rate must not exceed 56 kilobauds. A RTTY, data or multiplexed
emission using an unspecified digital code under the limitations listed
in Sec. 97.309(b) of this part also may be transmitted. The authorized
bandwidth is 100 kHz.
(7) A RTTY, data or multiplexed emission using a specified digital
code listed in Sec. 97.309(a) of this part or an unspecified digital
code under the limitations listed in Sec. 97.309(b) of this part may be
transmitted.
(8) A RTTY or data emission having designators with A, B, C, D, E,
F, G, H, J or R as the first symbol; 1, 2, 7 or 9 as the second symbol;
and D or W as the third symbol is also authorized.
(9) A station having a control operator holding a Novice or
Technician Class operator license may only transmit a CW emission using
the international Morse code.
(10) A station having a control operator holding a Novice Class
operator license or a Technician Class operator license and who has
received credit for proficiency in telegraphy in accordance with the
international requirements may only transmit a CW emission using the
international Morse code or phone emissions J3E and R3E.
(11) Phone and image emissions may be transmitted only by stations
located in ITU Regions 1 and 3, and by stations located within ITU
Region 2 that are west of 130 deg. West longitude or south of 20 deg.
North latitude.
(12) Emission F8E may be transmitted.
(13) A data emission using an unspecified digital code under the
limitations listed in Sec. 97.309(b) also may be transmitted. The
authorized bandwidth is 100 kHz.
[54 FR 25857, June 20, 1989; 54 FR 30823, July 24, 1989, as amended at
54 FR 39537, Sept. 27, 1989; 60 FR 15688, Mar. 27, 1995; 65 FR 6550,
Feb. 10, 2000]
Sec. 97.309 RTTY and data emission codes.
(a) Where authorized by Secs. 97.305(c) and 97.307(f) of the part,
an amateur station may transmit a RTTY or data emission using the
following specified digital codes:
(1) The 5-unit, start-stop, International Telegraph Alphabet No. 2,
code defined in International Telegraph and Telephone Consultative
Committee Recommendation F.1, Division C (commonly known as Baudot).
(2) The 7-unit code specified in International Radio Consultative
Committee Recommendation CCIR 476-2 (1978), 476-3 (1982), 476-4 (1986)
or 625 (1986) (commonly known as AMTOR).
(3) The 7-unit code defined in American National Standards Institute
X3.4-1977 or International Alphabet No. 5 defined in International
Telegraph and Telephone Consultative Committee Recommendation T.50 or in
International Organization for Standardization, International Standard
ISO 646 (1983), and extensions as provided for in CCITT Recommendation
T.61 (Malaga-Torremolinos, 1984) (commonly known as ASCII).
(4) An amateur station transmitting a RTTY or data emission using a
digital code specified in this paragraph may use any technique whose
technical characteristics have been documented publicly, such as CLOVER,
G-TOR, or PacTOR, for the purpose of facilitating communications.
[[Page 597]]
(b) Where authorized by Secs. 97.305(c) and 97.307(f) of this part,
a station may transmit a RTTY or data emission using an unspecified
digital code, except to a station in a country with which the United
States does not have an agreement permitting the code to be used. RTTY
and data emissions using unspecified digital codes must not be
transmitted for the purpose of obscuring the meaning of any
communication. When deemed necessary by an EIC to assure compliance with
the FCC Rules, a station must:
(1) Cease the transmission using the unspecified digital code;
(2) Restrict transmissions of any digital code to the extent
instructed;
(3) Maintain a record, convertible to the original information, of
all digital communications transmitted.
[54 FR 25857, June 20, 1989, as amended at 54 FR 39537, Sept. 27, 1989;
56 FR 56172, Nov. 1, 1991; 60 FR 55486, Nov. 1, 1995]
Sec. 97.311 SS emission types.
(a) SS emission transmissions by an amateur station are authorized
only for communications between points within areas where the amateur
service is regulated by the FCC and between an area where the amateur
service is regulated by the FCC and an amateur station in another
country that permits such communications. SS emission transmissions must
not be used for the purpose of obscuring the meaning of any
communication.
(b) A station transmitting SS emissions must not cause harmful
interference to stations employing other authorized emissions, and must
accept all interference caused by stations employing other authorized
emissions.
(c) When deemed necessary by a District Director to assure
compliance with this part, a station licensee must:
(1) Cease SS emission transmissions;
(2) Restrict SS emission transmissions to the extent instructed; and
(3) Maintain a record, convertible to the original information
(voice, text, image, etc.) of all spread spectrum communications
transmitted.
(d) The transmitter power must not exceed 100 W under any
circumstances. If more than 1 W is used, automatic transmitter control
shall limit output power to that which is required for the
communication. This shall be determined by the use of the ratio,
measured at the receiver, of the received energy per user data bit (Eb)
to the sum of the received power spectral densities of noise
(N<INF>0</INF>) and co-channel interference (I<INF>0</INF>). Average
transmitter power over 1 W shall be automatically adjusted to maintain
an Eb/ (N<INF>0</INF> + I<INF>0</INF>) ratio of no more than 23 dB at
the intended receiver.
[64 FR 51471, Sept. 23, 1999]
Sec. 97.313 Transmitter power standards.
(a) An amateur station must use the minimum transmitter power
necessary to carry out the desired communications.
(b) No station may transmit with a transmitter power exceeding 1.5
kW PEP.
(c) No station may transmit with a transmitter power exceeding 200 W
PEP on:
(1) The 3.675-3.725 MHz, 7.10-7.15 MHz, 10.10-10.15 MHz, and 21.1-
21.2 MHz segments;
(2) The 28.1-28.5 MHz segment when the control operator is a Novice
Class operator or a Technician Class operator who has received credit
for proficiency in telegraphy in accordance with the international
requirements; or
(3) The 7.050-7.075 MHz segment when the station is within ITU
Regions 1 or 3.
(d) No station may transmit with a transmitter power exceeding 25 W
PEP on the VHF 1.25 m band when the control operator is a Novice
operator.
(e) No station may transmit with a transmitter power exceeding 5 W
PEP on the UHF 23 cm band when the control operator is a Novice
operator.
(f) No station may transmit with a transmitter power exceeding 50 W
PEP on the UHF 70 cm band from an area specified in footnote US7 to
Sec. 2.106 of part 2, unless expressly authorized by the FCC after
mutual agreement, on a case-by-case basis, between the District Director
of the applicable field facility and the military area frequency
coordinator at the applicable military base. An Earth station or
telecommand station, however, may transmit on the 435-438 MHz segment
with a maximum of 611 W effective radiated power (1 kW
[[Page 598]]
equivalent isotropically radiated power) without the authorization
otherwise required. The transmitting antenna elevation angle between the
lower half-power (-3 dB relative to the peak or antenna bore sight)
point and the horizon must always be greater than 10\o\.
(g) No station may transmit with a transmitter power exceeding 50 W
PEP on the 33 cm band from within 241 km of the boundaries of the White
Sands Missile Range. Its boundaries are those portions of Texas and New
Mexico bounded on the south by latitude 31 deg. 41' North, on the east
by longitude 104 deg. 11' West, on the north by latitude 34 deg. 30'
North, and on the west by longitude 107 deg. 30' West.
(h) No station may transmit with a transmitter power exceeding 50 W
PEP on the 219-220 MHz segment of the 1.25 m band.
[54 FR 25857, June 20, 1989, as amended at 56 FR 37161, Aug. 5, 1991; 56
FR 3043, Jan. 28, 1991; 60 FR 15688, Mar. 27, 1995; 65 FR 6550, Feb. 10,
2000]
Sec. 97.315 Certification of external RF power amplifiers.
(a) No more than 1 unit of 1 model of an external RF power amplifier
capable of operation below 144 MHz may be constructed or modified during
any calendar year by an amateur operator for use at a station without a
grant of certification. No amplifier capable of operation below 144 MHz
may be constructed or modified by a non-amateur operator without a grant
of certification from the FCC.
(b) Any external RF power amplifier or external RF power amplifier
kit (see Sec. 2.815 of the FCC Rules), manufactured, imported or
modified for use in a station or attached at any station must be
certificated for use in the amateur service in accordance with subpart J
of part 2 of the FCC Rules. This requirement does not apply if one or
more of the following conditions are met:
(1) The amplifier is not capable of operation on frequencies below
144 MHz. For the purpose of this part, an amplifier will be deemed to be
incapable of operation below 144 MHz if it is not capable of being
easily modified to increase its amplification characteristics below 120
MHz and either:
(i) The mean output power of the amplifier decreases, as frequency
decreases from 144 MHz, to a point where 0 dB or less gain is exhibited
at 120 MHz; or
(ii) The amplifier is not capable of amplifying signals below 120
MHz even for brief periods without sustaining permanent damage to its
amplification circuitry.
(2) The amplifier was manufactured before April 28, 1978, and has
been issued a marketing waiver by the FCC, or the amplifier was
purchased before April 28, 1978, by an amateur operator for use at that
amateur operator's station.
(3) The amplifier was:
(i) Constructed by the licensee, not from an external RF power
amplifier kit, for use at the licensee's station; or
(ii) Modified by the licensee for use at the licensee's station.
(4) The amplifier is sold by an amateur operator to another amateur
operator or to a dealer.
(5) The amplifier is purchased in used condition by an equipment
dealer from an amateur operator and the amplifier is further sold to
another amateur operator for use at that operator's station.
(c) Any external RF power amplifier appearing in the Commission's
database as certificated for use in the amateur service may be marketed
for use in the amateur service.
[54 FR 25857, June 20, 1989, as amended at 63 FR 36611, July 7, 1998]
Sec. 97.317 Standards for certification of external RF power
amplifiers.
(a) To receive a grant of certification, the amplifier must satisfy
the spurious emission standards of Sec. 97.307(d) or (e) of this part,
as applicable, when the amplifier is:
(1) Operated at its full output power;
(2) Placed in the ``standby'' or ``off'' positions, but still
connected to the transmitter; and
(3) Driven with at least 50 W mean RF input power (unless higher
drive level is specified.)
(b) To receive a grant of certification, the amplifier must not be
capable of operation on any frequency or frequencies between 24 MHz and
35
[[Page 599]]
MHz. The amplifier will be deemed incapable of such operation if it:
(1) Exhibits no more than 6 dB gain between 24 MHz and 26 MHz and
between 28 MHz and 35 MHz. (This gain will be determined by the ratio of
the input RF driving signal (mean power measurement) to the mean RF
output power of the amplifier); and
(2) Exhibits no amplification (0 dB gain) between 26 MHz and 28 MHz.
(c) Certification may be denied when denial would prevent the use of
these amplifiers in services other than the amateur service. The
following features will result in dismissal or denial of an application
for certification:
(1) Any accessible wiring which, when altered, would permit
operation of the amplifier in a manner contrary to the FCC Rules;
(2) Circuit boards or similar circuitry to facilitate the addition
of components to change the amplifier's operating characteristics in a
manner contrary to the FCC Rules;
(3) Instructions for operation or modification of the amplifier in a
manner contrary to FCC Rules;
(4) Any internal or external controls or adjustments to facilitate
operation of the amplifier in a manner contrary to the FCC Rules;
(5) Any internal RF sensing circuitry or any external switch, the
purpose of which is to place the amplifier in the transmit mode;
(6) The incorporation of more gain in the amplifier than is
necessary to operate in the amateur service; for purposes of this
paragraph, the amplifer must:
(i) Not be capable of achieving designed output power when driven
with less than 50 W mean RF input power;
(ii) Not be capable of amplifying the input RF driving signal by
more than 15 dB, unless the amplifier has a designed transmitter power
of less than 1.5 kW (in such a case, gain must be reduced by the same
number of dB as the transmitter power relationship to 1.5 kW; This gain
limitation is determined by the ratio of the input RF driving signal to
the RF output power of the amplifier where both signals are expressed in
peak envelope power or mean power);
(iii) Not exhibit more gain than permitted by paragraph (c)(6)(ii)
of this section when driven by an RF input signal of less than 50 W mean
power; and
(iv) Be capable of sustained operation at its designed power level;
(7) Any attenuation in the input of the amplifier which, when
removed or modified, would permit the amplifier to function at its
designed transmitter power when driven by an RF frequency input signal
of less than 50 W mean power; or
(8) Any other features designed to facilitate operation in a
telecommunication service other than the Amateur Radio Services, such as
the Citizens Band (CB) Radio Service.
[54 FR 25857, June 20, 1989, as amended at 63 FR 36611, July 7, 1998]
Subpart E--Providing Emergency Communications
Sec. 97.401 Operation during a disaster.
(a) When normal communication systems are overloaded, damaged or
disrupted because a disaster has occurred, or is likely to occur, in an
area where the amateur service is regulated by the FCC, an amateur
station may make transmissions necessary to meet essential communication
needs and facilitate relief actions.
(b) When normal communication systems are overloaded, damaged or
disrupted because a natural disaster has occurred, or is likely to
occur, in an area where the amateur service is not regulated by the FCC,
a station assisting in meeting essential communication needs and
facilitating relief actions may do so only in accord with ITU Resolution
No. 640 (Geneva, 1979). The 80 m, 75 m, 40 m, 30 m, 20 m, 17 m, 15 m, 12
m, and 2 m bands may be used for these purposes.
(c) When a disaster disrupts normal communication systems in a
particular area, the FCC may declare a temporary state of communication
emergency. The declaration will set forth any special conditions and
special rules to be observed by stations during the communication
emergency. A request for a declaration of a temporary state of
[[Page 600]]
emergency should be directed to the EIC in the area concerned.
(d) A station in, or within 92.6 km of, Alaska may transmit
emissions J3E and R3E on the channel at 5.1675 Mhz for emergency
communications. The channel must be shared with stations licensed in the
Alaska-private fixed service. The transmitter power must not exceed 150
W.
Sec. 97.403 Safety of life and protection of property.
No provision of these rules prevents the use by an amateur station
of any means of radiocommunication at its disposal to provide essential
communication needs in connection with the immediate safety of human
life and immediate protection of property when normal communication
systems are not available.
Sec. 97.405 Station in distress.
(a) No provision of these rules prevents the use by an amateur
station in distress of any means at its disposal to attract attention,
make known its condition and location, and obtain assistance.
(b) No provision of these rules prevents the use by a station, in
the exceptional circumstances described in paragraph (a) of this
section, of any means of radiocommunications at its disposal to assist a
station in distress.
Sec. 97.407 Radio amateur civil emergency service.
(a) No station may transmit in RACES unless it is an FCC-licensed
primary, club, or military recreation station and it is certified by a
civil defense organization as registered with that organization, or it
is an FCC-licensed RACES station. No person may be the control operator
of a RACES station, or may be the control operator of an amateur station
transmitting in RACES unless that person holds a FCC-issued amateur
operator license and is certified by a civil defense organization as
enrolled in that organization.
(b) The frequency bands and segments and emissions authorized to the
control operator are available to stations transmitting communications
in RACES on a shared basis with the amateur service. In the event of an
emergency which necessitates the invoking of the President's War
Emergency Powers under the provisions of Section 706 of the
Communications Act of 1934, as amended, 47 U.S.C. 606, RACES stations
and amateur stations participating in RACES may only transmit on the
following frequency segments:
(1) The 1800-1825 kHz, 1975-2000 kHz, 3.50-3.55 MHz, 3.93-3.98 MHz,
3.984-4.000 MHz, 7.079-7.125 MHz, 7.245-7.255 MHz, 10.10-10.15 MHz,
14.047-14.053 MHz, 14.22-14.23 MHz, 14.331-14.350 MHz, 21.047-21.053
MHz, 21.228-21.267 MHz, 28.55-28.75 MHz, 29.237-29.273 MHz, 29.45-29.65
MHz, 50.35-50.75 MHz, 52-54 MHz, 144.50-145.71 MHz, 146-148 MHz, 2390-
2450 MHz segments;
(2) The 1.25 m, 70 cm and 23 cm bands; and
(3) The channels at 3.997 MHz and 53.30 MHz may be used in emergency
areas when required to make initial contact with a military unit and for
communications with military stations on matters requiring coordination.
(c) A RACES station may only communicate with:
(1) Another RACES station;
(2) An amateur station registered with a civil defense organization;
(3) A United States Government station authorized by the responsible
agency to communicate with RACES stations;
(4) A station in a service regulated by the FCC whenever such
communication is authorized by the FCC.
(d) An amateur station registered with a civil defense organization
may only communicate with:
(1) A RACES station licensed to the civil defense organization with
which the amateur station is registered;
(2) The following stations upon authorization of the responsible
civil defense official for the organization with which the amateur
station is registered:
(i) A RACES station licensed to another civil defense organization;
(ii) An amateur station registered with the same or another civil
defense organization;
(iii) A United States Government station authorized by the
responsible agency to communicate with RACES stations; and
[[Page 601]]
(iv) A station in a service regulated by the FCC whenever such
communication is authorized by the FCC.
(e) All communications transmitted in RACES must be specifically
authorized by the civil defense organization for the area served. Only
civil defense communications of the following types may be transmitted:
(1) Messages concerning impending or actual conditions jeopardizing
the public safety, or affecting the national defense or security during
periods of local, regional, or national civil emergencies;
(2) Messages directly concerning the immediate safety of life of
individuals, the immediate protection of property, maintenance of law
and order, alleviation of human suffering and need, and the combating of
armed attack or sabotage;
(3) Messages directly concerning the accumulation and dissemination
of public information or instructions to the civilian population
essential to the activities of the civil defense organization or other
authorized governmental or relief agencies; and
(4) Communications for RACES training drills and tests necessary to
ensure the establishment and maintenance of orderly and efficient
operation of the RACES as ordered by the responsible civil defense
organization served. Such drills and tests may not exceed a total time
of 1 hour per week. With the approval of the chief officer for emergency
planning in the applicable State, Commonwealth, District or territory,
however, such tests and drills may be conducted for a period not to
exceed 72 hours no more than twice in any calendar year.
[54 FR 25857, June 20, 1989, as amended at 65 FR 6550, Feb. 10, 2000]
Subpart F--Qualifying Examination Systems
Sec. 97.501 Qualifying for an amateur operator license.
Each applicant must pass an examination for a new amateur operator
license grant and for each change in operator class. Each applicant for
the class of operator license grant specified below must pass, or
otherwise receive examination credit for, the following examination
elements:
(a) Amateur Extra Class operator: Elements 1, 2, 3, and 4;
(b) General Class operator: Elements 1, 2, and 3;
(c) Technician Class operator: Element 2.
[65 FR 6550, Feb. 10, 2000]
Sec. 97.503 Element standards.
(a) A telegraphy examination must be sufficient to prove that the
examinee has the ability to send correctly by hand and to receive
correctly by ear texts in the international Morse code at not less than
the prescribed speed, using all the letters of the alphabet, numerals 0-
9, period, comma, question mark, slant mark, and prosigns AR, BT, and
SK. Element 1: 5 words per minute
(b) A written examination must be such as to prove that the examinee
possesses the operational and technical qualifications required to
perform properly the duties of an amateur service licensee. Each written
examination must be comprised of a question set as follows:
(1) Element 2: 35 questions concerning the privileges of a
Technician Class operator license. The minimum passing score is 26
questions answered correctly.
(2) Element 3: 35 questions concerning the privileges of a General
Class operator license. The minimum passing score is 26 questions
answered correctly.
(3) Element 4: 50 questions concerning the privileges of an Amateur
Extra Class operator license. The minimum passing score is 37 questions
answered correctly.
[54 FR 25857, June 20, 1989, as amended at 61 FR 41019, Aug. 7, 1996; 65
FR 6550, Feb. 10, 2000]
Sec. 97.505 Element credit.
(a) The administering VEs must give credit as specified below to an
examinee holding any of the following license grants or license
documents:
(1) An unexpired (or expired but within the grace period for
renewal) FCC-
[[Page 602]]
granted Advanced Class operator license grant: Elements 1, 2, and 3.
(2) An unexpired (or expired but within the grace period for
renewal) FCC-granted General Class operator license grant: Elements 1,
2, and 3.
(3) An unexpired (or expired but within the grace period for
renewal) FCC-granted Technician Plus Class operator (including a
Technician Class operator license granted before February 14, 1991)
license grant: Elements 1 and 2.
(4) An unexpired (or expired but within the grace period for
renewal) FCC-granted Technician Class operator license grant: Element 2.
(5) An expired or unexpired FCC-granted Novice Class operator
license grant: Element 1.
(6) A CSCE: Each element the CSCE indicates the examinee passed
within the previous 365 days.
(7) An unexpired (or expired less than 5 years) FCC-issued
commercial radiotelegraph operator license or permit: Element 1.
(8) An expired FCC-issued Technician Class operator license document
granted before March 21, 1987: Element 3.
(9) An expired or unexpired FCC-issued Technician Class operator
license document granted before February 14, 1991: Element 1.
(b) No examination credit, except as herein provided, shall be
allowed on the basis of holding or having held any other license grant
or document.
[59 FR 54834, Nov. 2, 1994, as amended at 63 FR 68980, Dec. 14, 1998; 65
FR 6551, Feb. 10, 2000]
Sec. 97.507 Preparing an examination.
(a) Each telegraphy message and each written question set
administered to an examinee must be prepared by a VE holding an Amateur
Extra Class operator license. A telegraphy message or written question
set may also be prepared for the following elements by a VE holding an
operator license of the class indicated:
(1) Element 3: Advanced Class operator.
(2) Elements 1 and 2: Advanced, General, or Technician (including
Technician Plus) Class operators.
(b) Each question set administered to an examinee must utilize
questions taken from the applicable question pool.
(c) Each telegraphy message and each written question set
administered to an examinee for an amateur operator license must be
prepared, or obtained from a supplier, by the administering VEs
according to instructions from the coordinating VEC.
(d) A telegraphy examination must consist of a message sent in the
international Morse code at no less than the prescribed speed for a
minimum of 5 minutes. The message must contain each required telegraphy
character at least once. No message known to the examinee may be
administered in a telegraphy examination. Each 5 letters of the alphabet
must be counted as 1 word. Each numeral, punctuation mark and prosign
must be counted as 2 letters of the alphabet.
[54 FR 25857, June 20, 1989, as amended at 58 FR 29126, May 19, 1993; 59
FR 54834, Nov. 2, 1994; 65 FR 6551, Feb. 10, 2000]
Sec. 97.509 Administering VE requirements.
(a) Each examination for an amateur operator license must be
administered by a team of at least 3 VEs at an examination session
coordinated by a VEC. Before the session, the administering VEs or the
VE session manager must ensure that a public announcement is made giving
the location and time of the session. The number of examinees at the
session may be limited.
(b) Each administering VE must:
(1) Be accredited by the coordinating VEC;
(2) Be at least 18 years of age;
(3) Be a person who holds an amateur operator license of the class
specified below:
(i) Amateur Extra, Advanced or General Class in order to administer
a Technician Class operator license examination;
(ii) Amateur Extra or Advanced Class in order to administer a
General Class operator license examination;
(iii) Amateur Extra Class in order to administer an Amateur Extra
Class operator license examination.
(4) Not be a person whose grant of an amateur station license or
amateur operator license has ever been revoked or suspended.
[[Page 603]]
(c) Each administering VE must be present and observing the examinee
throughout the entire examination. The administering VEs are responsible
for the proper conduct and necessary supervision of each examination.
The administering VEs must immediately terminate the examination upon
failure of the examinee to comply with their instructions.
(d) No VE may administer an examination to his or her spouse,
children, grandchildren, stepchildren, parents, grandparents,
stepparents, brothers, sisters, stepbrothers, stepsisters, aunts,
uncles, nieces, nephews, and in-laws.
(e) No VE may administer or certify any examination by fraudulent
means or for monetary or other consideration including reimbursement in
any amount in excess of that permitted. Violation of this provision may
result in the revocation of the grant of the VE's amateur station
license and the suspension of the grant of the VE's amateur operator
license.
(f) No examination that has been compromised shall be administered
to any examinee. Neither the same telegraphy message nor the same
question set may be re-administered to the same examinee.
(g) Passing a telegraphy receiving examination is adequate proof of
an examinee's ability to both send and receive telegraphy. The
administering VEs, however, may also include a sending segment in a
telegraphy examination.
(h) Upon completion of each examination element, the administering
VEs must immediately grade the examinee's answers. The administering VEs
are responsible for determining the correctness of the examinee's
answers.
(i) When the examinee is credited for all examination elements
required for the operator license sought, 3 VEs must certify that the
examinee is qualified for the license grant and that the VEs have
complied with these administering VE requirements. The certifying VEs
are jointly and individually accountable for the proper administration
of each examination element reported. The certifying VEs may delegate to
other qualified VEs their authority, but not their accountability, to
administer individual elements of an examination.
(j) When the examinee does not score a passing grade on an
examination element, the administering VEs must return the application
document to the examinee and inform the examinee of the grade.
(k) The administering VEs must accommodate an examinee whose
physical disabilities require a special examination procedure. The
administering VEs may require a physician's certification indicating the
nature of the disability before determining which, if any, special
procedures must be used.
(l) The administering VEs must issue a CSCE to an examinee who
scores a passsing grade on an examination element.
(m) Within 10 days of the administration of a successful examination
for an amateur operator license, the administering VEs must submit the
application document to the coordinating VEC.
[59 FR 54834, Nov. 2, 1994, as amended at 61 FR 9953, Mar. 12, 1996; 62
FR 17567, Apr. 10, 1997; 63 FR 68980, Dec. 14, 1998; 65 FR 6551, Feb.
10, 2000]
Sec. 97.511 Examinee conduct.
Each examinee must comply with the instructions given by the
administering VEs.
[59 FR 54835, Nov. 2, 1994]
Sec. 97.513 VE session manager requirements.
(a) A VE session manager may be selected by the VE team for each
examination session. The VE session manager must be accredited as a VE
by the same VEC that coordinates the examination session. The VE session
manager may serve concurrently as an administering VE.
(b) The VE session manager may carry on liaison between the VE team
and the coordinating VEC.
(c) The VE session manager may organize activities at an examination
session.
[62 FR 17567, Apr. 10, 1997]
[[Page 604]]
Secs. 97.515-97.517 [Reserved]
Sec. 97.519 Coordinating examination sessions.
(a) A VEC must coordinate the efforts of VEs in preparing and
administering examinations.
(b) At the completion of each examination session, the coordinating
VEC must collect applicant information and tests results from the
administering VEs. Within 10 days of collection, the coordinating VEC
must:
(1) Screen collected information;
(2) Resolve all discrepancies and verify that the VE's
certifications are properly completed; and
(3) For qualified examinees, forward electronically all required
data to the FCC. All data forwarded must be retained for at least 15
months and must be made available to the FCC upon request.
(c) Each VEC must make any examination records available to the FCC,
upon request
(d) The FCC may:
(1) Administer any examination element itself;
(2) Readminister any examination element previously administered by
VEs, either itself or under the supervision of a VEC or VEs designated
by the FCC; or
(3) Cancel the operator/primary station license of any licensee who
fails to appear for readministration of an examination when directed by
the FCC, or who does not successfully complete any required element that
is readministered. In an instancce of such cancellation, the person will
be granted an operator/primary station license consistent with completed
examination elements that have not been invalidated by not appearing
for, or by failing, the examination upon readministration.
[54 FR 25857, June 20, 1989, as amended at 59 FR 54835, Nov. 2, 1994; 62
FR 17567, Apr. 10, 1997; 63 FR 68981, Dec. 14, 1998]
Sec. 97.521 VEC qualifications.
No organization may serve as a VEC unless it has entered into a
written agreement with the FCC. The VEC must abide by the terms of the
agreement. In order to be eligible to be a VEC, the entity must:
(a) Be an organization that exists for the purpose of furthering the
amateur service;
(b) Be capable of serving as a VEC in at least the VEC region (see
appendix 2) proposed;
(c) Agree to coordinate examinations for any class of amateur
operator license;
(d) Agree to assure that, for any examination, every examinee
qualified under these rules is registered without regard to race, sex,
religion, national origin or membership (or lack thereof) in any amateur
service organization;
[54 FR 25857, June 20, 1989, as amended at 58 FR 29127, May 19, 1993; 61
FR 9953, Mar. 12, 1996]
Sec. 97.523 Question pools.
All VECs must cooperate in maintaining one question pool for each
written examination element. Each question pool must contain at least 10
times the number of questions required for a single examination. Each
question pool must be published and made available to the public prior
to its use for making a question set. Each question on each VEC question
pool must be prepared by a VE holding the required FCC-issued operator
license. See Sec. 97.507(a) of this part.
Sec. 97.525 Accrediting VEs.
(a) No VEC may accredit a person as a VE if:
(1) The person does not meet minimum VE statutory qualifications or
minimum qualifications as prescribed by this part;
(2) The FCC does not accept the voluntary and uncompensated services
of the person;
(3) The VEC determines that the person is not competent to perform
the VE functions; or
(4) The VEC determines that questions of the person's integrity or
honesty could compromise the examinations.
(b) Each VEC must seek a broad representation of amateur operators
to be VEs. No VEC may discriminate in accrediting VEs on the basis of
race, sex, religion or national origin; nor on the basis of membership
(or lack thereof) in an amateur service organization; nor
[[Page 605]]
on the basis of the person accepting or declining to accept
reimbursement.
Sec. 97.527 Reimbursement for expenses.
(a) VEs and VECs may be reimbursed by examinees for out-of-pocket
expenses incurred in preparing, processing, administering, or
coordinating an examination for an amateur operator license.
(b) The maximum amount of reimbursement from any one examinee for
any one examination at a particular session regardless of the number of
examination elements taken must not exceed that announced by the FCC in
a Public Notice. (The basis for the maximum fee is $4.00 for 1984,
adjusted annually each January 1 thereafter for changes in the
Department of Labor Consumer Price Index.)
[54 FR 25857, June 20, 1989, as amended at 58 FR 29127, May 19, 1993; 61
FR 9953, Mar. 12, 1996]
Appendix 1 to Part 97--Places Where the Amateur Service is Regulated by
the FCC
In ITU Region 2, the amateur service is regulated by the FCC within
the territorial limits of the 50 United States, District of Columbia,
Caribbean Insular areas [Commonwealth of Puerto Rico, United States
Virgin Islands (50 islets and cays) and Navassa Island], and Johnston
Island (Islets East, Johnston, North and Sand) and Midway Island (Islets
Eastern and Sand) in the Pacific Insular areas.
In ITU Region 3, the amateur service is regulated by the FCC within
the Pacific Insular territorial limits of American Samoa (seven
islands), Baker Island, Commonwealth of Northern Mariana Islands, Guam
Island, Howland Island, Jarvis Island, Kingman Reef, Palmyra Island
(more than 50 islets) and Wake Island (Islets Peale, Wake and Wilkes).
Appendix 2 to Part 97--VEC Regions
1. Connecticut, Maine, Massachusetts, New Hampshire, Rhode Island and
Vermont.
2. New Jersey and New York.
3. Delaware, District of Columbia, Maryland and Pennsylvania.
4. Alabama, Florida, Georgia, Kentucky, North Carolina, South Carolina,
Tennessee and Virginia.
5. Arkansas, Louisiana, Mississippi, New Mexico, Oklahoma and Texas.
6. California.
7. Arizona, Idaho, Montana, Nevada, Oregon, Utah, Washington and
Wyoming.
8. Michigan, Ohio and West Virginia.
9. Illinois, Indiana and Wisconsin.
10. Colorado, Iowa, Kansas, Minnesota, Missouri, Nebraska, North Dakota
and South Dakota.
11. Alaska.
12. Caribbean Insular areas.
13. Hawaii and Pacific Insular areas.